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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$306K -$48K -2,350 -15%
US Bancorp
52
US Bancorp
Minnesota
$304K
Geode Capital Management
53
Geode Capital Management
Massachusetts
$271K
Mariner
54
Mariner
Kansas
$266K
KAS
55
Kestra Advisory Services
Texas
$249K +$229K +11,218 New
Brown Advisory
56
Brown Advisory
Maryland
$237K
SBH
57
Segall Bryant & Hamill
Illinois
$235K
SSA
58
Schonfeld Strategic Advisors
New York
$235K +$216K +10,600 New
WGA
59
Weather Gauge Advisory
Virginia
$210K -$17.5K -856 -8%
CF
60
Centaurus Financial
California
$163K -$10.6K -520 -7%
Canada Life
61
Canada Life
Manitoba, Canada
$134K -$30.1K -1,475 -20%
WT
62
Washington Trust
Rhode Island
$126K +$72.9K +3,568 +169%
Wells Fargo
63
Wells Fargo
California
$88K -$37K -1,813 -31%
FIA
64
FNY Investment Advisers
New York
$84K +$42.9K +2,100 +124%
GWM
65
Geneos Wealth Management
Colorado
$66K
Citigroup
66
Citigroup
New York
$66K +$61.3K +3,000 New
AF
67
Allworth Financial
California
$50K +$46.1K +2,257 New
TH
68
TCTC Holdings
Texas
$47K
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$20K
RIM
70
Rockbridge Investment Management
New York
$14K +$286 +14 +2%
JP Morgan Chase
71
JP Morgan Chase
New York
$5K -$327 -16 -7%
Deutsche Bank
72
Deutsche Bank
Germany
$3K +$102 +5 +5%
TRCT
73
Tower Research Capital (TRC)
New York
$2K -$28.1K -1,376 -94%
S
74
SignatureFD
Georgia
$2K
BFEC
75
Benjamin F. Edwards & Company
Missouri
$1K