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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$324K -$60.7K -2,973 -17%
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$306K -$48K -2,350 -15%
US Bancorp
53
US Bancorp
Minnesota
$304K – – –
Geode Capital Management
54
Geode Capital Management
Massachusetts
$271K – – –
Nisa Investment Advisors
55
Nisa Investment Advisors
Missouri
$270K +$198K +9,700 +388%
Mariner
56
Mariner
Kansas
$266K – – –
KAS
57
Kestra Advisory Services
Texas
$249K +$229K +11,218 New
Brown Advisory
58
Brown Advisory
Maryland
$237K – – –
SBH
59
Segall Bryant & Hamill
Illinois
$235K – – –
SSA
60
Schonfeld Strategic Advisors
New York
$235K +$216K +10,600 New
WGA
61
Weather Gauge Advisory
Virginia
$210K -$17.5K -856 -8%
CF
62
Centaurus Financial
California
$163K -$10.6K -520 -7%
Canada Life
63
Canada Life
Manitoba, Canada
$134K -$30.1K -1,475 -20%
WT
64
Washington Trust
Rhode Island
$126K +$72.9K +3,568 +169%
Wells Fargo
65
Wells Fargo
California
$88K -$37K -1,813 -31%
FIA
66
FNY Investment Advisers
New York
$84K +$42.9K +2,100 +124%
GWM
67
Geneos Wealth Management
Colorado
$66K – – –
Citigroup
68
Citigroup
New York
$66K +$61.3K +3,000 New
AF
69
Allworth Financial
California
$50K +$46.1K +2,257 New
TH
70
TCTC Holdings
Texas
$47K – – –
PFGIA
71
Patriot Financial Group Insurance Agency
Massachusetts
$20K – – –
RIM
72
Rockbridge Investment Management
New York
$14K +$286 +14 +2%
JP Morgan Chase
73
JP Morgan Chase
New York
$5K -$327 -16 -7%
Deutsche Bank
74
Deutsche Bank
Germany
$3K +$102 +5 +5%
TRCT
75
Tower Research Capital (TRC)
New York
$2K -$28.1K -1,376 -94%