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CRF

Cornerstone Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
CoreCap Advisors
Michigan
$158K +$153K +11,686 New
IIC
27
Ironwood Investment Counsel
Arizona
$157K +$152K +11,679 New
CA
28
Cetera Advisors
Colorado
$147K +$143K +10,927 New
SBIA
29
Sheaff Brock Investment Advisors
Indiana
$138K
SFM
30
Signet Financial Management
New Jersey
$47K +$45.5K +3,487 New
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$40K +$39.1K +2,998 New
Bank of America
32
Bank of America
North Carolina
$31K
APA
33
American Portfolios Advisors
New York
$27.5K
Wells Fargo
34
Wells Fargo
California
$21K +$20K +1,530 New
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$16K
UB
36
UMB Bank
Missouri
$9K +$8.69K +666 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$3K
Barclays
38
Barclays
United Kingdom
$1K
AF
39
Allworth Financial
California
$1K +$26 +2 +5%
SIA
40
Sit Investment Associates
Minnesota
-$23.8M -1,954,201 Closed
CCP
41
Clough Capital Partners
Massachusetts
-$1.08M -88,638 Closed
YCM
42
Yakira Capital Management
Connecticut
-$984K -80,876 Closed
DA
43
DCM Advisors
New York
-$143K -11,730 Closed
TSS
44
Two Sigma Securities
New York
-$139K -11,400 Closed
WWMSC
45
Wagner Wealth Management (South Carolina)
South Carolina
-$58K -4,488 Closed
UBS Group
46
UBS Group
Switzerland
-$54K -4,469 Closed
JPLA
47
Joseph P. Lucia & Associates
New York
-$50K -4,080 Closed
HI
48
Harbour Investments
Wisconsin
-$14K -1,163 Closed
TWA
49
TCI Wealth Advisors
Arizona
-$1K -73 Closed