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CHI

Calamos Convertible Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
76
Northwestern Mutual Wealth Management
Wisconsin
$73K
OWD
77
Osborn Williams & Donohoe
Ohio
$68K +$65.3K +6,500 New
AF
78
Allworth Financial
California
$54K
QCIG
79
Quad-Cities Investment Group
Iowa
$51K -$98.6K -9,825 -66%
APA
80
American Portfolios Advisors
New York
$49.7K
PGAM
81
Princeton Global Asset Management
New Jersey
$49K +$48.8K +4,865 New
RIA
82
RPG Investment Advisory
California
$47K
IFAM
83
Institutional & Family Asset Management
Colorado
$46K +$351 +35 +0.8%
MFW
84
Mosaic Family Wealth
Missouri
$37K
BC
85
Barnett & Company
Tennessee
$34K
CWA
86
Clarus Wealth Advisors
Arizona
$32K
US Bancorp
87
US Bancorp
Minnesota
$26K
Citigroup
88
Citigroup
New York
$20K -$7.53K -750 -27%
IA
89
IFP Advisors
Florida
$17K -$66K -6,578 -80%
SWM
90
SeaCrest Wealth Management
New York
$15K -$2.16K -215 -13%
HGWM
91
Harvest Group Wealth Management
Massachusetts
$14K +$13.9K +1,389 New
FHB
92
First Hawaiian Bank
Hawaii
$10K +$10K +1,000 New
GEA
93
Glen Eagle Advisors
New Jersey
$8.93K
Barclays
94
Barclays
United Kingdom
$8K
WAP
95
Wealthcare Advisory Partners
Pennsylvania
$3K
GRP
96
Global Retirement Partners
California
$2K
WEC
97
Winslow Evans & Crocker
Massachusetts
$2K
SIS
98
Sound Income Strategies
Florida
$2K +$1.51K +150 New
FGAM
99
Financial Gravity Asset Management
Texas
$1K +$572 +57 New
VBFG
100
Vishria Bird Financial Group
Tennessee
-$6.5M -733,673 Closed