CHI

Calamos Convertible Opportunities and Income Fund
CHI

Overview Fund Activity

78 hedge funds and large institutions have $123M invested in Calamos Convertible Opportunities and Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 28 reducing their positions, and 4 closing their positions.

Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
2.26%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
22
Reduced
28
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$2.79M
2
Invesco
2
Invesco
Georgia
$1.61M
3
PA
3
Pinnacle Associates
New York
$920K
4
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$474K
5
CA
5
Cetera Advisors
Colorado
$216K

Top Sellers

1
AWA
1
AmeriServ Wealth Advisors
Pennsylvania
$298K
2
FAAS
2
First Allied Advisory Services
California
$1.58M
3
Bank of America
3
Bank of America
North Carolina
$10.1M
4
U
4
UBS
Switzerland
$5.06M
5
LPL Financial
5
LPL Financial
California
$10.7M
Name Market Value Shares Shares
Change 		Shares
Change %
CIA
51
Capital Investment Advisors
Georgia
$145K 10,693 – –
PAG
52
Private Advisor Group
New Jersey
$145K 10,722 +10,722 New
FIM
53
Freedom Investment Management
Connecticut
$143K 10,581 +10,581 New
First Manhattan
54
First Manhattan
New York
$139K 10,300 – –
KA
55
Kovack Advisors
Florida
$137K 10,124 -10,632 -51%
BRWA
56
B. Riley Wealth Advisors
Florida
$137K 10,134 +1,031 +11%
LTFS
57
Ladenburg Thalmann Financial Services
Florida
$127K 9,379 -226 -2%
PMFA
58
Plante Moran Financial Advisors
Michigan
$84K 6,200 +4,200 +210%
US Bancorp
59
US Bancorp
Minnesota
$71K 5,234 -305 -6%
FWM
60
Focused Wealth Management
New York
$47K 3,477 -462 -12%
BRWM
61
B. Riley Wealth Management
Tennessee
$42K 3,159 +929 +42%
AWM
62
Avior Wealth Management
Nebraska
$38K 2,800 – –
Citigroup
63
Citigroup
New York
$36K 2,672 +1,488 +126%
Deutsche Bank
64
Deutsche Bank
Germany
$29K 2,150 -988 -31%
LIA
65
LS Investment Advisors
Michigan
$27K 2,000 – –
SFSIG
66
San Francisco Sentry Investment Group
California
$27K 2,000 +1,000 +100%
BWFA
67
Baltimore-Washington Financial Advisors
Maryland
$20K 1,500 – –
Creative Planning
68
Creative Planning
Kansas
$19K 1,380 – –
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$16K 1,202 +1,202 New
FMII
70
Farmers & Merchants Investments Inc
Nebraska
$14K 1,012 – –
DAM
71
Delta Asset Management
Tennessee
$14K 1,000 – –
RIM
72
Ranger International Management
Illinois
$13K 963 +483 +101%
Envestnet Asset Management
73
Envestnet Asset Management
Illinois
$7K 500 -2,200 -81%
WA
74
WFG Advisors
Texas
$7K 510 – –
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$7K 547 – –
1 2
3
4