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CHI

Calamos Convertible Opportunities and Income Fund

60 hedge funds and large institutions have $103M invested in Calamos Convertible Opportunities and Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

3% more funds holding

Funds holding: 5860 (+2)

0.63% less ownership

Funds ownership: 12.73%12.1% (-0.63%)

5% less capital invested

Capital invested by funds: $108M → $103M (-$5.39M)

13% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 23

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
20
Reduced
23
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OA
26
Oxbow Advisors
Texas
$344K
OC
27
Oppenheimer & Co
New York
$332K -$4.63K -367 -1%
PA
28
Pinnacle Associates
New York
$315K
Citigroup
29
Citigroup
New York
$303K +$262K +20,762 +635%
ACM
30
Argentus Capital Management
Texas
$297K +$1.01K +80 +0.3%
EC
31
Estate Counselors
Wisconsin
$293K
Ameriprise
32
Ameriprise
Minnesota
$249K +$50.3K +3,992 +25%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$225K +$225K +17,854 New
SB
34
Suntrust Banks
Georgia
$212K +$3.34K +265 +2%
FWIA
35
Fort Washington Investment Advisors
Ohio
$210K -$18.9K -1,500 -8%
MFS
36
MSI Financial Services
Massachusetts
$209K -$1.27K -101 -0.6%
MMG
37
Monetary Management Group
Missouri
$203K +$28.3K +2,246 +16%
Goldman Sachs
38
Goldman Sachs
New York
$190K +$190K +15,103 New
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$181K -$15.7K -1,246 -8%
SHA
40
Smith Hayes Advisers
Nebraska
$162K -$10.1K -800 -6%
VKH
41
Virtu KCG Holdings
New York
$158K +$159K +12,609 New
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$143K +$18.2K +1,446 +15%
ICOA
43
Investment Centers of America
North Dakota
$138K +$139K +11,051 New
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$137K +$137K +10,900 New
DC
45
Davenport & Co
Virginia
$127K
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$124K +$60K +4,759 +94%
BRWA
47
B. Riley Wealth Advisors
Florida
$118K +$10.1K +800 +9%
Deutsche Bank
48
Deutsche Bank
Germany
$74K +$30.9K +2,447 +69%
CAPTRUST Financial Advisors
49
CAPTRUST Financial Advisors
North Carolina
$59K -$48.1K -3,810 -45%
US Bancorp
50
US Bancorp
Minnesota
$54K -$64.7K -5,128 -55%

CHI Hedge Fund Activity: Q3 2013 in Review

60 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Calamos Convertible Opportunities and Income Fund (CHI) for Q3 2013, worth a combined $103M — down 5% from $108M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new CHI positions and 5 closed out — a net gain of 2 holders — while 20 added to existing stakes and 23 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.21M. The largest seller was Guggenheim Capital, cutting an estimated $5.62M.

  • 60 institutional investors held Calamos Convertible Opportunities and Income Fund (CHI) as of Q3 2013, up from 58 in Q2 2013.
  • Funds reported $103M of Calamos Convertible Opportunities and Income Fund stock for Q3 2013, down 5% quarter-over-quarter.
  • 7 funds opened new Calamos Convertible Opportunities and Income Fund positions in Q3 2013 and 5 closed out, a net change of +2 holders.
  • The largest Calamos Convertible Opportunities and Income Fund buyer in Q3 2013 was LPL Financial, an estimated $3.21M added.
  • The largest Calamos Convertible Opportunities and Income Fund seller in Q3 2013 was Guggenheim Capital, an estimated $5.62M sold.

Based on aggregated 13F filings for Q3 2013.