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CGMM

Capital Group U.S. Small and Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AAS
26
Avantax Advisory Services
Texas
$1.75M +$1.6M +64,937 New
WWP
27
Wise Wealth Partners
Arizona
$1.61M +$1.48M +59,905 New
AIFS
28
A&I Financial Services
Colorado
$1.41M -$56.3K -2,282 -4%
TWM
29
Tradition Wealth Management
Minnesota
$1.37M +$959K +38,840 +320%
NF
30
NavPoint Financial
Minnesota
$1.37M +$832K +33,723 +195%
KWM
31
Kingsview Wealth Management
Oregon
$1.34M +$1.23M +49,984 New
MFG
32
Merit Financial Group
Georgia
$1.07M +$415K +16,824 +74%
CFB
33
Cullen/Frost Bankers
Texas
$1.01M +$233K +9,434 +33%
AssetMark Inc
34
AssetMark Inc
California
$1M +$922K +37,334 New
PWM
35
Pines Wealth Management
North Carolina
$951K +$51.7K +2,095 +6%
NAS
36
NWF Advisory Services
California
$902K +$829K +33,572 New
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$890K +$818K +33,124 New
BCI
38
Brinker Capital Investments
Pennsylvania
$851K +$781K +31,651 New
HighTower Advisors
39
HighTower Advisors
Illinois
$850K +$781K +31,636 New
RIL
40
Rothschild Investment LLC
Illinois
$744K +$683K +27,690 New
SWP
41
Sagespring Wealth Partners
Tennessee
$692K +$636K +25,750 New
Envestnet Portfolio Solutions
42
Envestnet Portfolio Solutions
Illinois
$672K -$125K -5,080 -17%
Mariner
43
Mariner
Kansas
$646K
OFS
44
OneAscent Financial Services
Alabama
$632K +$291K +11,772 +100%
RA
45
RFG Advisory
Alabama
$632K +$580K +23,504 New
EFS
46
Essex Financial Services
Connecticut
$627K +$327K +13,239 +131%
SA
47
Sovran Advisors
California
$611K +$553K +22,424 New
MSAM
48
Moloney Securities Asset Management
Missouri
$606K +$169K +6,830 +43%
IFG
49
Independent Financial Group
California
$591K +$543K +21,996 New
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
$585K +$291K +11,804 +119%