Essex Financial Services’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Essex Financial Services’s Portfolio CGMM Stock Details CGMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.18M	Buy	108,398 +15,359	+17%	+$466K	0.18%	123
2025 Q4	$2.68M	Buy	93,039 +24,367	+35%	+$693K	0.15%	135
2025 Q3	$1.95M	Buy	68,672 +45,338	+194%	+$1.26M	0.12%	165
2025 Q2	$627K	Buy	23,334 +13,239	+131%	+$327K	0.04%	363
2025 Q1	$241K	Buy	+10,095	New	+$255K	0.02%	554

Other funds holding CGMM

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

MFG

Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Essex Financial Services's CGMM Position: Q1 2026 in Review

Essex Financial Services increased its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 17% in Q1 2026, buying an estimated $466K and bringing the position to 108,398 shares worth $3.18M. The position accounts for 0.18% of the portfolio, ranked #123.

Essex Financial Services first reported a position in CGMM in Q1 2025 and has held it in 5 quarters since. 199 funds tracked by Wall St. Rank hold CGMM as of Q1 2026.

Essex Financial Services held 108,398 shares of Capital Group U.S. Small and Mid Cap ETF worth $3.18M as of Q1 2026.
Essex Financial Services bought 15,359 Capital Group U.S. Small and Mid Cap ETF shares in Q1 2026, an estimated $466K.
Capital Group U.S. Small and Mid Cap ETF made up 0.18% of Essex Financial Services's portfolio in Q1 2026, its #123 holding.
Essex Financial Services first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q1 2025 and has held it in 5 quarters since.
199 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q1 2026.

Based on Essex Financial Services's 13F filing for Q1 2026, filed 24 Apr 2026.