Mariner’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Mariner’s Portfolio CGMM Stock Details CGMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.2M	Sell	36,367 -61,568	-63%	-$1.94M	﹤0.01%	1809
2026 Q1	$2.88M	Buy	97,935 +44,292	+83%	+$1.34M	﹤0.01%	1323
2025 Q4	$1.55M	Buy	53,643 +10,386	+24%	+$295K	﹤0.01%	1652
2025 Q3	$1.23M	Buy	43,257 +19,207	+80%	+$535K	﹤0.01%	1753
2025 Q2	$646K	Hold	24,050	–	–	﹤0.01%	2138
2025 Q1	$575K	Buy	+24,050	New	+$608K	﹤0.01%	2098

Other funds holding CGMM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $34.3B AUM 27.35% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MFG

Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Mariner's CGMM Position: Q2 2026 in Review

Mariner reduced its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 63% in Q2 2026, selling an estimated $1.94M and leaving 36,367 shares worth $1.2M. The position accounts for ﹤0.01% of the portfolio, ranked #1809.

Mariner first reported a position in CGMM in Q1 2025 and has held it in 6 quarters since. The position peaked at $2.88M in Q1 2026. 226 funds tracked by Wall St. Rank hold CGMM as of Q2 2026.

Mariner held 36,367 shares of Capital Group U.S. Small and Mid Cap ETF worth $1.2M as of Q2 2026.
Mariner sold 61,568 Capital Group U.S. Small and Mid Cap ETF shares in Q2 2026, an estimated $1.94M.
Capital Group U.S. Small and Mid Cap ETF made up ﹤0.01% of Mariner's portfolio in Q2 2026, its #1809 holding.
Mariner first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q1 2025 and has held it in 6 quarters since.
Mariner's Capital Group U.S. Small and Mid Cap ETF position peaked at $2.88M in Q1 2026.
226 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q2 2026.

Based on Mariner's 13F filing for Q2 2026, filed 13 Aug 2026.