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CGMM

Capital Group U.S. Small and Mid Cap ETF
CGMM

199 hedge funds and large institutions have $1.72B invested in Capital Group U.S. Small and Mid Cap ETF in 2026 Q1 according to their latest regulatory filings, with 39 funds opening new positions, 130 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

767% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 15

290% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 10

69% more capital invested

Capital invested by funds: $1.02B → $1.72B (+$700M)

14% more funds holding

Funds holding: 175 → 199 (+24)

0% more funds holding in top 10

Funds holding in top 10: 6 → 6 (0)

2.97% less ownership

Funds ownership: 91.39% → 88.42% (-3%)

Holders
199
Holders Change
+24
Holders Change %
+13.71%
% of All Funds
2.45%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
39
Increased
130
Reduced
15
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$311M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$55.1M
3
Pathstone Holdings
Pathstone Holdings
New Jersey
+$50.6M
4
Wells Fargo
Wells Fargo
California
+$43.8M
5
Jones Financial Companies
Jones Financial Companies
Missouri
+$30.6M

Top Sellers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$11.2M
2
CFG
CMC Financial Group
Georgia
-$3.45M
3
PAS
Park Avenue Securities
New York
-$1.67M
4
CIA
Concurrent Investment Advisors
Florida
-$1.56M
5
SI
Stephens Inc
Arkansas
-$1.13M
Name Holding Trade Value Shares
Change 		Change in
Stake
TWM
51
Tradition Wealth Management
Minnesota
$3.66M +$113K +3,730 +3%
Truist Financial
52
Truist Financial
North Carolina
$3.63M +$351K +11,584 +10%
LWP
53
Laurel Wealth Planning
Minnesota
$3.58M +$1.8M +59,223 +95%
CFB
54
Cullen/Frost Bankers
Texas
$3.57M +$712K +23,458 +24%
Envestnet Portfolio Solutions
55
Envestnet Portfolio Solutions
Illinois
$3.47M +$343K +11,317 +11%
SPC
56
Sigma Planning Corp
Michigan
$3.44M +$1.96M +64,658 +123%
GWP
57
Gateway Wealth Partners
Wisconsin
$3.22M +$3.33M +109,720 New
IFG
58
Independent Financial Group
California
$3.19M +$511K +16,862 +18%
EFS
59
Essex Financial Services
Connecticut
$3.18M +$466K +15,359 +17%
PS
60
Principal Securities
Iowa
$3.03M +$371K +12,229 +13%
NF
61
NavPoint Financial
Minnesota
$3.01M +$822K +27,088 +36%
Mariner
62
Mariner
Kansas
$2.88M +$1.34M +44,292 +83%
Baird Financial Group
63
Baird Financial Group
Wisconsin
$2.78M +$2.87M +94,707 New
WSA
64
Wealth Science Advisors
Georgia
$2.69M – – –
EH
65
Equitable Holdings
New York
$2.67M +$1.98M +65,161 +238%
PAG
66
Private Advisor Group
New Jersey
$2.65M +$1.17M +38,440 +74%
HighTower Advisors
67
HighTower Advisors
Illinois
$2.49M +$147K +4,833 +6%
EW
68
Entruity Wealth
California
$2.39M -$38.7K -1,277 -2%
WIA
69
World Investment Advisors
California
$2.26M +$796K +26,258 +52%
BFS
70
Boyer Financial Services
California
$2.24M +$405K +13,367 +21%
NAS
71
NWF Advisory Services
California
$2.16M +$178K +5,867 +9%
AIFS
72
A&I Financial Services
Colorado
$2.14M +$202K +6,670 +10%
KWM
73
Kingsview Wealth Management
Oregon
$1.99M +$724K +23,855 +54%
MA
74
Mutual Advisors
Nebraska
$1.98M +$1.55M +51,032 +308%
OC
75
Oppenheimer & Co
New York
$1.77M +$1.01M +33,296 +123%
1 2
3
4 5

CGMM Hedge Fund Activity: Q1 2026 in Review

199 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Capital Group U.S. Small and Mid Cap ETF (CGMM) for Q1 2026, worth a combined $1.72B — up 69% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new CGMM positions and 10 closed out — a net gain of 29 holders — while 130 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $311M. The largest seller was Janney Montgomery Scott, exiting entirely with an estimated $11.2M sold.

  • 199 institutional investors held Capital Group U.S. Small and Mid Cap ETF (CGMM) as of Q1 2026, up from 175 in Q4 2025.
  • Funds reported $1.72B of Capital Group U.S. Small and Mid Cap ETF stock for Q1 2026, up 69% quarter-over-quarter.
  • 39 funds opened new Capital Group U.S. Small and Mid Cap ETF positions in Q1 2026 and 10 closed out, a net change of +29 holders.
  • The largest Capital Group U.S. Small and Mid Cap ETF buyer in Q1 2026 was LPL Financial, an estimated $311M added.
  • The largest Capital Group U.S. Small and Mid Cap ETF seller in Q1 2026 was Janney Montgomery Scott, an estimated $11.2M sold.

Based on aggregated 13F filings for Q1 2026.