OC
CGMM

Oppenheimer & Co’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Oppenheimer & Co’s Portfolio CGMM Stock Details CGMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.77M Buy
60,282
+33,296
+123% +$1.01M 0.02% 639
2025
Q4 		$778K Buy
+26,986
New +$768K 0.01% 900

Other funds holding CGMM

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
MFG
Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Oppenheimer & Co's CGMM Position: Q1 2026 in Review

Oppenheimer & Co increased its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 123% in Q1 2026, buying an estimated $1.01M and bringing the position to 60,282 shares worth $1.77M. The position accounts for 0.02% of the portfolio, ranked #639.

Oppenheimer & Co first reported a position in CGMM in Q4 2025 and has held it in 2 quarters since. 199 funds tracked by Wall St. Rank hold CGMM as of Q1 2026.

  • Oppenheimer & Co held 60,282 shares of Capital Group U.S. Small and Mid Cap ETF worth $1.77M as of Q1 2026.
  • Oppenheimer & Co bought 33,296 Capital Group U.S. Small and Mid Cap ETF shares in Q1 2026, an estimated $1.01M.
  • Capital Group U.S. Small and Mid Cap ETF made up 0.02% of Oppenheimer & Co's portfolio in Q1 2026, its #639 holding.
  • Oppenheimer & Co first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q4 2025 and has held it in 2 quarters since.
  • 199 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q1 2026.

Based on Oppenheimer & Co's 13F filing for Q1 2026, filed 24 Apr 2026.