Capital Group U.S. Small and Mid Cap ETF
CGMM
199 hedge funds and large institutions have $1.72B invested in Capital Group U.S. Small and Mid Cap ETF in 2026 Q1 according to their latest regulatory filings, with 39 funds opening new positions, 130 increasing their positions, 15 reducing their positions, and 10 closing their positions.
767% more repeat investments, than reductions
Existing positions increased: 130 | Existing positions reduced: 15
290% more first-time investments, than exits
New positions opened: 39 | Existing positions closed: 10
69% more capital invested
Capital invested by funds: $1.02B → $1.72B (+$700M)
14% more funds holding
Funds holding: 175 → 199 (+24)
0% more funds holding in top 10
Funds holding in top 10: 6 → 6 (0)
2.97% less ownership
Funds ownership: 91.39% → 88.42% (-3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$311M |
| 2 |
Envestnet Asset Management
Chicago,
Illinois
|
+$55.1M |
| 3 |
Pathstone Holdings
Englewood,
New Jersey
|
+$50.6M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$43.8M |
| 5 |
Jones Financial Companies
Des Peres,
Missouri
|
+$30.6M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$11.2M |
| 2 |
CFG
CMC Financial Group
Atlanta,
Georgia
|
-$3.45M |
| 3 |
PAS
Park Avenue Securities
New York
|
-$1.67M |
| 4 |
CIA
Concurrent Investment Advisors
Tampa,
Florida
|
-$1.56M |
| 5 |
SI
Stephens Inc
Little Rock,
Arkansas
|
-$1.13M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
201
Janney Montgomery Scott
Philadelphia,
Pennsylvania
| – | -$11.2M | -386,967 | Closed |
|
|
CFG
202
CMC Financial Group
Atlanta,
Georgia
| – | -$3.45M | -119,727 | Closed |
|
|
PAS
203
Park Avenue Securities
New York
| – | -$1.67M | -57,903 | Closed |
|
204
Jane Street
New York
| – | -$844K | -29,251 | Closed |
|
205
Capital International Investors
Los Angeles,
California
| – | -$624K | -21,632 | Closed |
|
|
DAS
206
Diversify Advisory Services
Sandy,
Utah
| – | -$425K | -13,796 | Closed |
|
|
HF
207
HRT Financial
New York
| – | -$347K | -12,053 | Closed |
|
|
ME
208
McIlrath & Eck
Arlington,
Washington
| – | -$110K | -3,820 | Closed |
|
|
FHA
209
Flagship Harbor Advisors
Boston,
Massachusetts
| – | -$79.1K | -2,744 | Closed |
|
|
MSFP
210
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
| – | -$11.2K | -390 | Closed |
|
CGMM Hedge Fund Activity: Q1 2026 in Review
199 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Capital Group U.S. Small and Mid Cap ETF (CGMM) for Q1 2026, worth a combined $1.72B — up 69% from $1.02B a quarter earlier.
Buyers outnumbered sellers: 39 funds opened new CGMM positions and 10 closed out — a net gain of 29 holders — while 130 added to existing stakes and 15 trimmed.
The largest buyer was LPL Financial, adding an estimated $311M. The largest seller was Janney Montgomery Scott, exiting entirely with an estimated $11.2M sold.
- 199 institutional investors held Capital Group U.S. Small and Mid Cap ETF (CGMM) as of Q1 2026, up from 175 in Q4 2025.
- Funds reported $1.72B of Capital Group U.S. Small and Mid Cap ETF stock for Q1 2026, up 69% quarter-over-quarter.
- 39 funds opened new Capital Group U.S. Small and Mid Cap ETF positions in Q1 2026 and 10 closed out, a net change of +29 holders.
- The largest Capital Group U.S. Small and Mid Cap ETF buyer in Q1 2026 was LPL Financial, an estimated $311M added.
- The largest Capital Group U.S. Small and Mid Cap ETF seller in Q1 2026 was Janney Montgomery Scott, an estimated $11.2M sold.
Based on aggregated 13F filings for Q1 2026.