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CGMM

Capital Group U.S. Small and Mid Cap ETF
CGMM

199 hedge funds and large institutions have $1.72B invested in Capital Group U.S. Small and Mid Cap ETF in 2026 Q1 according to their latest regulatory filings, with 39 funds opening new positions, 130 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

767% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 15

290% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 10

69% more capital invested

Capital invested by funds: $1.02B → $1.72B (+$700M)

14% more funds holding

Funds holding: 175 → 199 (+24)

0% more funds holding in top 10

Funds holding in top 10: 6 → 6 (0)

2.97% less ownership

Funds ownership: 91.39% → 88.42% (-3%)

Holders
199
Holders Change
+24
Holders Change %
+13.71%
% of All Funds
2.45%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
39
Increased
130
Reduced
15
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$311M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$55.1M
3
Pathstone Holdings
Pathstone Holdings
New Jersey
+$50.6M
4
Wells Fargo
Wells Fargo
California
+$43.8M
5
Jones Financial Companies
Jones Financial Companies
Missouri
+$30.6M

Top Sellers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$11.2M
2
CFG
CMC Financial Group
Georgia
-$3.45M
3
PAS
Park Avenue Securities
New York
-$1.67M
4
CIA
Concurrent Investment Advisors
Florida
-$1.56M
5
SI
Stephens Inc
Arkansas
-$1.13M
Name Holding Trade Value Shares
Change 		Change in
Stake
JIG
126
Junk Investment Group
Maryland
$545K +$563K +18,549 New
Bank of New York Mellon
127
Bank of New York Mellon
New York
$535K +$553K +18,232 New
CAL
128
Capital Analysts LLC
Pennsylvania
$533K +$509K +16,796 +1,234%
TFA
129
Transamerica Financial Advisors
Florida
$528K +$277K +9,133 +103%
IA
130
Integrity Alliance
Iowa
$497K +$117K +3,852 +29%
SWGC
131
Summit Wealth Group (Colorado)
Colorado
$496K +$26.4K +872 +5%
BWP
132
Balboa Wealth Partners
Arizona
$464K +$20.9K +688 +5%
AAS
133
Ameritas Advisory Services
Nebraska
$463K +$23.4K +772 +5%
AWM
134
Apollon Wealth Management
South Carolina
$453K +$468K +15,423 New
WAM
135
WNY Asset Management
New York
$449K +$464K +15,293 New
HAS
136
HBW Advisory Services
California
$445K +$67.2K +2,217 +17%
CWM
137
Cornerstone Wealth Management
Missouri
$443K +$107K +3,524 +30%
LWA
138
Lantern Wealth Advisors
New York
$401K +$93.4K +3,079 +29%
SA
139
Sanctuary Advisors
Indiana
$386K +$399K +13,142 New
SIAP
140
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$379K +$392K +12,920 New
SCFS
141
Stewardship Concepts Financial Services
Washington
$344K +$356K +11,725 New
PTC
142
Private Trust Company
Ohio
$326K +$306K +10,099 +1,010%
GS
143
GWN Securities
Florida
$318K +$56.9K +1,876 +21%
FFA
144
Florida Financial Advisors
Florida
$313K +$324K +10,674 New
Citadel Advisors
145
Citadel Advisors
Florida
$304K +$314K +10,345 New
FHC
146
First Heartland Consultants
Missouri
$296K +$305K +10,071 New
IWC
147
Integrated Wealth Concepts
Massachusetts
$285K +$294K +9,703 New
FFA
148
Farther Finance Advisors
California
$285K +$197K +6,486 +207%
EWS
149
Evergreen Wealth Solutions
Pennsylvania
$276K +$285K +9,401 New
TC
150
Trilogy Capital
California
$272K +$281K +9,261 New
4 5
6
7 8

CGMM Hedge Fund Activity: Q1 2026 in Review

199 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Capital Group U.S. Small and Mid Cap ETF (CGMM) for Q1 2026, worth a combined $1.72B — up 69% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new CGMM positions and 10 closed out — a net gain of 29 holders — while 130 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $311M. The largest seller was Janney Montgomery Scott, exiting entirely with an estimated $11.2M sold.

  • 199 institutional investors held Capital Group U.S. Small and Mid Cap ETF (CGMM) as of Q1 2026, up from 175 in Q4 2025.
  • Funds reported $1.72B of Capital Group U.S. Small and Mid Cap ETF stock for Q1 2026, up 69% quarter-over-quarter.
  • 39 funds opened new Capital Group U.S. Small and Mid Cap ETF positions in Q1 2026 and 10 closed out, a net change of +29 holders.
  • The largest Capital Group U.S. Small and Mid Cap ETF buyer in Q1 2026 was LPL Financial, an estimated $311M added.
  • The largest Capital Group U.S. Small and Mid Cap ETF seller in Q1 2026 was Janney Montgomery Scott, an estimated $11.2M sold.

Based on aggregated 13F filings for Q1 2026.