HF
CGMM

HRT Financial’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

HRT Financial’s Portfolio CGMM Stock Details CGMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-12,053
Closed -$347K – 4983
2025
Q4 		$347K Sell
12,053
-8,106
-40% -$231K ﹤0.01% 2308
2025
Q3 		$572K Buy
+20,159
New +$562K ﹤0.01% 1819

Other funds holding CGMM

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
MFG
Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

HRT Financial's CGMM Position: Q1 2026 in Review

HRT Financial sold out of Capital Group U.S. Small and Mid Cap ETF (CGMM) in Q1 2026, closing a stake of 12,053 shares — an estimated $347K sold.

HRT Financial first reported a position in CGMM in Q3 2025 and held it in 2 quarters. The position peaked at $572K in Q3 2025. 199 funds tracked by Wall St. Rank hold CGMM as of Q1 2026.

  • HRT Financial reported no remaining Capital Group U.S. Small and Mid Cap ETF position as of Q1 2026 after selling out during the quarter.
  • HRT Financial sold 12,053 Capital Group U.S. Small and Mid Cap ETF shares in Q1 2026, an estimated $347K.
  • HRT Financial first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q3 2025 and held it in 2 quarters.
  • HRT Financial's Capital Group U.S. Small and Mid Cap ETF position peaked at $572K in Q3 2025.
  • 199 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q1 2026.

Based on HRT Financial's 13F filing for Q1 2026, filed 14 May 2026.