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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
BOCM
1501
Bontempo Ohly Capital Management
Maryland
-$3.09M -24,758 Closed
CA
1502
Cornerstone Advisors
North Carolina
-$3.06M -24,500 Closed
NLI
1503
Nippon Life Insurance
Japan
-$2.98M -23,908 Closed
Squarepoint
1504
Squarepoint
New York
-$2.81M -22,544 Closed
NMC
1505
Nine Masts Capital
Hong Kong
-$2.75M -19,808 Closed
CWP
1506
Capital Wealth Planning
Florida
-$2.36M -18,907 Closed
PP
1507
Paloma Partners
Connecticut
-$1.99M -14,383 Closed
DTL
1508
Dynamic Technology Lab
Singapore
-$1.79M -14,381 Closed
FC
1509
FCA Corp
Texas
-$18K -12,000 Closed
Verition Fund Management
1510
Verition Fund Management
Connecticut
-$1.46M -11,738 Closed
ARTA
1511
A.R.T. Advisors
New York
-$1.31M -10,500 Closed
TI
1512
Trexquant Investment
Connecticut
-$1.31M -10,472 Closed
HHC
1513
Hutchin Hill Capital
New York
-$1.27M -10,214 Closed
PAM
1514
PVG Asset Management
Colorado
-$1.12M -8,959 Closed
CTI
1515
Community Trust & Investment
Kentucky
-$1.01M -8,100 Closed
LCM
1516
Laurion Capital Management
New York
-$1.1M -7,900 Closed
DCM
1517
Dynamic Capital Management
Jersey
-$888K -7,120 Closed
NIMI
1518
Natixis Investment Managers International
France
-$850K -6,815 Closed
BCM
1519
Buckhead Capital Management
Georgia
-$764K -6,125 Closed
NAMA
1520
Nikko Asset Management Americas
New York
-$661K -5,300 Closed
GBBWRPM
1521
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
-$623K -4,998 Closed
NPC
1522
National Planning Corporation
California
-$591K -4,742 Closed
ID
1523
Integral Derivatives
New York
-$607K -4,378 Closed
Marshall Wace
1524
Marshall Wace
United Kingdom
-$461K -3,688 Closed
FRM
1525
Fox Run Management
Connecticut
-$449K -3,600 Closed