BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

85 hedge funds and large institutions have $196M invested in Saba Capital Income & Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
-5
Holders Change %
-5.56%
% of All Funds
2.38%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
21
Reduced
26
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$36.9M
2
Invesco
2
Invesco
Georgia
$18.4M
3
KKRC
3
Kohlberg Kravis Roberts & Co
New York
$2.69M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.78M
5
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$8.55M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$53.9M
3
NCM
3
Newgate Capital Management
Connecticut
$3.31M
4
HK
4
Horizon Kinetics
New York
$412K
5
Bank of America
5
Bank of America
North Carolina
$12.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
HIP
51
Hatteras Investment Partners
North Carolina
$107K +$107K +10,623 New
JIP
52
Jaffetilchin Investment Partners
Florida
$106K +$71 +7 +0.1%
EVC
53
Eidelman Virant Capital
Missouri
$101K – – –
WA
54
WealthTrust Axiom
Pennsylvania
$90K – – –
Neuberger Berman Group
55
Neuberger Berman Group
New York
$88K – – –
WT
56
Whittier Trust
California
$88K +$16.8K +1,650 +24%
Ameriprise
57
Ameriprise
Minnesota
$87K +$1.01K +100 +1%
IC
58
Iconiq Capital
California
$86K – – –
IP
59
Investment Partners
Ohio
$85K – – –
CAN
60
Cetera Advisor Networks
California
$83K -$6.59K -653 -7%
HighTower Advisors
61
HighTower Advisors
Illinois
$80K +$1.9K +189 +2%
Bank of New York Mellon
62
Bank of New York Mellon
New York
$70K -$209K -20,511 -75%
BW
63
Bison Wealth
Georgia
$68K +$13.4K +1,337 +25%
VKH
64
Virtu KCG Holdings
New York
$58K +$58K +5,689 New
KA
65
Kovack Advisors
Florida
$51K – – –
GI
66
Gradient Investments
Minnesota
$50K – – –
SRC
67
Shufro Rose & Co
New York
$50K – – –
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$30K +$473 +46 +2%
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
$26K +$23.2K +2,262 +820%
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$23K +$12.8K +1,250 +125%
SSB
71
Sandy Spring Bank
Maryland
$22K – – –
SEI Investments
72
SEI Investments
Pennsylvania
$21K – – –
BCM
73
Blume Capital Management
California
$20K – – –
QAM
74
QCI Asset Management
New York
$19K – – –
CFA
75
Carroll Financial Associates
North Carolina
$16K – – –
1 2
3
4