BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

69 hedge funds and large institutions have $144M invested in Saba Capital Income & Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
2.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
22
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$6.62M
2
Bank of America
2
Bank of America
North Carolina
$19.1M
3
U
3
UBS
Switzerland
$4.44M
4
SNC
4
Stifel Nicolaus & Co
Missouri
$476K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$248K

Top Sellers

1
Invesco
1
Invesco
Georgia
$26.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$57.3M
3
AAM
3
Advisors Asset Management
Colorado
$3.24M
4
HK
4
Horizon Kinetics
New York
$1.91M
5
ARC
5
Absolute Return Capital
Massachusetts
$2.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
KA
51
Kovack Advisors
Florida
$61K – – –
GI
52
Gradient Investments
Minnesota
$60K – – –
1IC
53
1919 Investment Counsel
Maryland
$56K – – –
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$53K -$6.1K -500 -10%
BRWA
55
B. Riley Wealth Advisors
Florida
$53K – – –
Fifth Third Bancorp
56
Fifth Third Bancorp
Ohio
$45K -$20.4K -1,700 -31%
SHWM
57
Smith & Howard Wealth Management
Georgia
$38K – – –
MFS
58
MSI Financial Services
Massachusetts
$32K +$32K +2,625 New
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$31K +$530 +44 +2%
US Bancorp
60
US Bancorp
Minnesota
$27K – – –
IWC
61
Integrated Wealth Counsel
California
$26.7K – – –
QAM
62
QCI Asset Management
New York
$26K +$3.02K +250 +13%
CFA
63
Carroll Financial Associates
North Carolina
$19K – – –
SIA
64
SeaBridge Investment Advisors
New Jersey
$12K – – –
TRCT
65
Tower Research Capital (TRC)
New York
$6K -$612 -51 -9%
NES
66
New England Securities
New York
$5K +$5K +417 New
Deutsche Bank
67
Deutsche Bank
Germany
$3K -$48.8K -4,878 -94%
FANJ
68
Financial Architects (New Jersey)
New Jersey
$3K – – –
PSI
69
Pinnacle Summer Investments
Virginia
$2K +$2K +200 New
BSWMG
70
Barrington Strategic Wealth Management Group
Illinois
– -$358K -28,125 Closed
PP
71
Paloma Partners
Connecticut
– -$160K -12,550 Closed
Goldman Sachs
72
Goldman Sachs
New York
– -$102K -8,014 Closed
FNBT
73
FineMark National Bank & Trust
Florida
– -$22K -1,725 Closed
LWA
74
Lenox Wealth Advisors
New York
– -$5K -425 Closed
AC
75
Alexandria Capital
Virginia
– -$1K -115 Closed
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