BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

105 hedge funds and large institutions have $332M invested in Saba Capital Income & Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
105
Holders Change
+1
Holders Change %
+0.96%
% of All Funds
2.07%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
18
Increased
29
Reduced
30
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$48.3M
2
SIA
Sit Investment Associates
Minnesota
+$7.18M
3
COLIM
City of London Investment Management
United Kingdom
+$2.83M
4
PCM
Penserra Capital Management
California
+$2.33M
5
NCM
Next Capital Management
New York
+$794K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$7.61M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
-$3.07M
3
CRC
Curi RMB Capital
Illinois
-$2.95M
4
VIA
Vident Investment Advisory
Georgia
-$1.93M
5
Morgan Stanley
Morgan Stanley
New York
-$1.87M
Name Holding Trade Value Shares
Change 		Shares
Change %
QGA
26
Q Global Advisors
Texas
$1.21M +$246K +24,554 +25%
WCMNY
27
Westchester Capital Management (New York)
New York
$1.14M -$1.14M -114,182 -50%
SRC
28
Shufro Rose & Co
New York
$1.07M +$143K +14,250 +15%
RJA
29
Raymond James & Associates
Florida
$1.05M +$55.4K +5,530 +6%
Millennium Management
30
Millennium Management
New York
$993K +$780K +77,851 +366%
APSP
31
Asset Planning Services (Pennsylvania)
Pennsylvania
$759K -$43K -4,168 -5%
Citigroup
32
Citigroup
New York
$664K +$641K +64,003 +2,837%
FFA
33
First Foundation Advisors
California
$658K +$658K +65,694 New
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$641K -$962K -95,867 -60%
ICM
35
Ionic Capital Management
New York
$557K -$556K -55,500 -50%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$528K +$78.2K +7,807 +17%
PAS
37
Park Avenue Securities
New York
$429K +$54.6K +5,451 +15%
AAM
38
Autus Asset Management
Arizona
$424K -$7.8K -778 -2%
MIG
39
Mariner Investment Group
New York
$387K -$363K -36,223 -48%
Ameriprise
40
Ameriprise
Minnesota
$377K -$54.2K -5,409 -13%
AAS
41
Avantax Advisory Services
Texas
$356K +$102K +10,063 +40%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$325K +$17.9K +1,782 +6%
HWA
43
HCR Wealth Advisors
California
$289K +$289K +28,874 New
CIA
44
Capital Investment Advisors
Georgia
$288K -$31.5K -3,143 -10%
CF
45
Copperwynd Financial
Arizona
$280K +$90.2K +9,001 +48%
AFP
46
Ausdal Financial Partners
Iowa
$274K – – –
CCP
47
Clough Capital Partners
Massachusetts
$248K – – –
FIA
48
FNY Investment Advisers
New York
$235K +$191K +19,125 +432%
KIA
49
KCM Investment Advisors
California
$224K -$8.01K -800 -3%
WS
50
Wedbush Securities
California
$223K – – –
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