BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

113 hedge funds and large institutions have $230M invested in Saba Capital Income & Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 24 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
113
Holders Change
+20
Holders Change %
+21.51%
% of All Funds
2.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
32
Increased
24
Reduced
30
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
Financial & Investment Management Group
Michigan
+$5.63M
2
RVPG
Relative Value Partners Group
+$5.59M
3
RCM
Rivernorth Capital Management
Florida
+$5.55M
4
SIA
Sit Investment Associates
Minnesota
+$2.58M
5
SCM
Saba Capital Management
New York
+$2.05M

Top Sellers

1
Invesco
Invesco
Georgia
-$17.5M
2
Morgan Stanley
Morgan Stanley
New York
-$5.16M
3
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
-$4.38M
4
Bessemer Group
Bessemer Group
New Jersey
-$2.28M
5
CA
Cetera Advisors
Colorado
-$1.82M
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$961K +$206K +20,323 +27%
AAM
27
Autus Asset Management
Arizona
$917K -$33.4K -3,297 -4%
Stifel Financial
28
Stifel Financial
Missouri
$916K -$237K -23,240 -21%
APSP
29
Asset Planning Services (Pennsylvania)
Pennsylvania
$913K -$92.8K -9,150 -9%
GC
30
Guggenheim Capital
Illinois
$909K -$66K -6,514 -7%
CS
31
Comerica Securities
Michigan
$889K -$771K -75,695 -46%
OFG
32
OTA Financial Group
New York
$778K +$778K +76,807 New
LPL Financial
33
LPL Financial
California
$719K +$154K +15,164 +27%
RJA
34
Raymond James & Associates
Florida
$673K +$183K +18,081 +37%
Ameriprise
35
Ameriprise
Minnesota
$648K +$287K +28,327 +80%
FWIA
36
Fort Washington Investment Advisors
Ohio
$572K -$590K – –
MIG
37
Mariner Investment Group
New York
$530K +$454K +44,812 +597%
Squarepoint
38
Squarepoint
New York
$518K +$518K +51,101 New
WAM
39
Weiss Asset Management
Massachusetts
$495K +$495K +48,782 New
DA
40
Doliver Advisors
Texas
$454K -$78.1K -7,708 -15%
CIA
41
Capital Investment Advisors
Georgia
$447K -$10K -990 -2%
G
42
GenTrust
Florida
$442K +$13.6K +1,338 +3%
SRC
43
Shufro Rose & Co
New York
$421K +$421K +41,500 New
Millennium Management
44
Millennium Management
New York
$376K +$170K +16,804 +83%
WS
45
Wedbush Securities
California
$362K +$23.2K +2,286 +7%
NAM
46
NTV Asset Management
West Virginia
$360K – – –
AFP
47
Ausdal Financial Partners
Iowa
$260K -$5.32K -525 -2%
SG Americas Securities
48
SG Americas Securities
New York
$256K -$227K -22,388 -47%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$209K -$95.7K -9,444 -31%
CRC
50
Curi RMB Capital
Illinois
$208K +$113K +11,154 +119%
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