BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

93 hedge funds and large institutions have $234M invested in Saba Capital Income & Opportunities Fund in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
93
Holders Change
–
Holders Change %
0%
% of All Funds
2.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
32
Reduced
17
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$5.47M
2
COLIM
City of London Investment Management
United Kingdom
+$3.9M
3
CA
Clearstead Advisors
Ohio
+$1.74M
4
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$1.47M
5
BlackRock
BlackRock
New York
+$1.11M

Top Sellers

1
FWIA
Fort Washington Investment Advisors
Ohio
-$4.8M
2
Bank of America
Bank of America
North Carolina
-$1.75M
3
OFG
OTA Financial Group
New York
-$570K
4
SWP
Stratos Wealth Partners
Ohio
-$541K
5
SRC
Shufro Rose & Co
New York
-$301K
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
26
Wolverine Asset Management
Illinois
$970K +$746K +71,336 +333%
SFS
27
Shaker Financial Services
Virginia
$819K +$290K +27,679 +55%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$779K +$173K +16,535 +29%
FWIA
29
Fort Washington Investment Advisors
Ohio
$590K -$4.8M – –
LPL Financial
30
LPL Financial
California
$583K -$59.6K -5,696 -9%
ICM
31
Ionic Capital Management
New York
$576K +$576K +55,023 New
DA
32
Doliver Advisors
Texas
$549K +$290K +27,712 +112%
RJA
33
Raymond James & Associates
Florida
$505K +$122K +11,676 +32%
SG Americas Securities
34
SG Americas Securities
New York
$498K -$121K -11,548 -20%
CIA
35
Capital Investment Advisors
Georgia
$472K -$42.6K -4,069 -8%
Kovitz Investment Group Partners
36
Kovitz Investment Group Partners
Illinois
$467K – – –
RJFSA
37
Raymond James Financial Services Advisors
Florida
$441K -$19.7K -1,885 -4%
G
38
GenTrust
Florida
$440K -$78.8K -7,540 -15%
SRC
39
Shufro Rose & Co
New York
$397K -$301K -28,000 Closed
Ameriprise
40
Ameriprise
Minnesota
$373K +$78K +7,448 +26%
NAM
41
NTV Asset Management
West Virginia
$371K +$26.1K +2,500 +8%
WS
42
Wedbush Securities
California
$350K +$52 +5 +0%
HighTower Advisors
43
HighTower Advisors
Illinois
$325K +$3.55K +340 +1%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$315K +$87.2K +8,321 +38%
AFP
45
Ausdal Financial Partners
Iowa
$274K +$146K +13,925 +113%
FAAS
46
First Allied Advisory Services
California
$227K +$124 +12 +0.1%
Millennium Management
47
Millennium Management
New York
$212K +$68.4K +6,534 +48%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$203K -$36.8K -3,514 -15%
CAN
49
Cetera Advisor Networks
California
$200K +$13.2K +1,260 +7%
CL
50
CPWM LLC
Washington
$190K +$2.67K +255 +1%
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