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PIMCO Active Bond Exchange-Traded Fund
BOND

Overview Fund Activity

203 hedge funds and large institutions have $1.12B invested in PIMCO Active Bond Exchange-Traded Fund in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 87 increasing their positions, 59 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+2
Holders Change %
+1%
% of All Funds
5.87%
Holding in Top 10
15
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.43%
New
21
Increased
87
Reduced
59
Closed
19
Calls
$10.6M
Puts
$480K
Net Calls
+$10.1M
Net Calls Change
+$2.58M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$32.2M
2
UCFA
2
United Capital Financial Advisors
Texas
$20M
3
Bank of America
3
Bank of America
North Carolina
$83.7M
4
NIM
4
Northeast Investment Management
Massachusetts
$11.4M
5
Jane Street
5
Jane Street
New York
$11.3M

Top Sellers

1
IAS
1
INR Advisory Services
Pennsylvania
$1.69M
2
AAS
2
Annex Advisory Services
Wisconsin
$2.22M
3
Goldman Sachs
3
Goldman Sachs
New York
$373K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.2M
5
Morgan Stanley
5
Morgan Stanley
New York
$96.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
LWI
176
Long Wharf Investors
Massachusetts
$207K +$207K +1,943 New
WA
177
WFG Advisors
Texas
$196K -$14.3K -134 -7%
RFS
178
Rockefeller Financial Services
New York
$193K +$533 +5 +0.3%
BCM
179
Blume Capital Management
California
$179K – – –
BKBG
180
BHF Kleinwort Benson Group
Belgium
$161K – – –
Northwestern Mutual Wealth Management
181
Northwestern Mutual Wealth Management
Wisconsin
$148K +$148K +1,390 New
Fifth Third Bancorp
182
Fifth Third Bancorp
Ohio
$142K -$2.13K -20 -1%
BMM
183
Buffington Mohr McNeal
Idaho
$134K – – –
LOCC
184
Lombard Odier & Cie (Canada)
Quebec, Canada
$128K +$96K +900 +300%
CAPTRUST Financial Advisors
185
CAPTRUST Financial Advisors
North Carolina
$101K +$21.3K +201 +27%
OAM
186
Orinda Asset Management
California
$95K – – –
CG
187
Colony Group
Massachusetts
$45K +$4.39K +41 +11%
CAL
188
Capital Advisors Ltd
Ohio
$39K – – –
BRWM
189
B. Riley Wealth Management
Tennessee
$34K +$34K +316 New
BPBT
190
Boston Private Bank & Trust
Massachusetts
$29K – – –
FCCM
191
First City Capital Management
Georgia
$28.3K +$28.3K +265 New
SA
192
SRH Advisors
Kansas
$27K – – –
SNT
193
Security National Trust
West Virginia
$26K – – –
MSFP
194
Mark Sheptoff Financial Planning
Connecticut
$21K +$21K +200 New
ST
195
Stifel Trust
Missouri
$16K – – –
WRM
196
Westport Resources Management
Connecticut
$8K – – –
S
197
SignatureFD
Georgia
$8K +$8K +75 New
Ameriprise
198
Ameriprise
Minnesota
$7K -$15.5K -153 -69%
AC
199
Alexandria Capital
Virginia
$7K – – –
HCM
200
Horrell Capital Management
Arkansas
$5K – – –
5 6 7
8
9