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PIMCO Active Bond Exchange-Traded Fund
BOND

Overview Fund Activity

203 hedge funds and large institutions have $1.12B invested in PIMCO Active Bond Exchange-Traded Fund in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 87 increasing their positions, 59 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+2
Holders Change %
+1%
% of All Funds
5.87%
Holding in Top 10
15
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.43%
New
21
Increased
87
Reduced
59
Closed
19
Calls
$10.6M
Puts
$480K
Net Calls
+$10.1M
Net Calls Change
+$2.58M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$32.2M
2
UCFA
2
United Capital Financial Advisors
Texas
$20M
3
Bank of America
3
Bank of America
North Carolina
$83.7M
4
NIM
4
Northeast Investment Management
Massachusetts
$11.4M
5
Jane Street
5
Jane Street
New York
$11.3M

Top Sellers

1
IAS
1
INR Advisory Services
Pennsylvania
$1.69M
2
AAS
2
Annex Advisory Services
Wisconsin
$2.22M
3
Goldman Sachs
3
Goldman Sachs
New York
$373K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.2M
5
Morgan Stanley
5
Morgan Stanley
New York
$96.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
151
Corrado Advisors
New Jersey
$362K +$96.5K +905 +36%
VAS
152
Valicenti Advisory Services
New York
$357K -$69.3K -650 -16%
AB
153
AT Bancorp
Iowa
$356K – – –
BNP Paribas Financial Markets
154
BNP Paribas Financial Markets
France
$345K +$345K +3,214 New
AssetMark Inc
155
AssetMark Inc
California
$340K +$120K +1,122 +54%
FHC
156
First Heartland Consultants
Missouri
$340K +$340K +3,185 New
SHA
157
Smith Hayes Advisers
Nebraska
$309K – – –
FAAS
158
First Allied Advisory Services
California
$305K -$2.84M -26,687 -90%
LGC
159
Laurel Grove Capital
California
$296K – – –
CA
160
Commerzbank Aktiengesellschaft
Germany
$288K +$3.09K +29 +1%
FAM
161
Formidable Asset Management
Ohio
$286K +$53.7K +500 +23%
SWM
162
Segment Wealth Management
Texas
$267K – – –
TIA
163
Tiemann Investment Advisors
California
$266K – – –
FBT
164
Founders Bank & Trust
Michigan
$265K -$538K -5,037 -67%
Kayne Anderson Rudnick Investment Management
165
Kayne Anderson Rudnick Investment Management
California
$259K +$213 +2 +0.1%
GIP
166
Greatmark Investment Partners
Georgia
$249K +$249K +2,335 New
WF
167
WealthTrust Fairport
Ohio
$237K +$233K +2,188 +6,251%
ST
168
Smithfield Trust
Pennsylvania
$235K – – –
PMFA
169
Plante Moran Financial Advisors
Michigan
$235K +$426 +4 +0.2%
YP
170
Yellowstone Partners
Idaho
$225K +$20.5K +192 +10%
PA
171
Planning Alternatives
Michigan
$222K -$256K -2,400 -54%
HCM
172
Hengehold Capital Management
Ohio
$219K – – –
HSBC Holdings
173
HSBC Holdings
United Kingdom
$213K – – –
RTS
174
Round Table Services
New Jersey
$208K – – –
PFO
175
Pathstone Family Office
New Jersey
$207K – – –
5 6
7
8 9