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PIMCO Active Bond Exchange-Traded Fund
BOND

Overview Fund Activity

193 hedge funds and large institutions have $876M invested in PIMCO Active Bond Exchange-Traded Fund in 2016 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 54 increasing their positions, 70 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
+9
Holders Change %
+4.89%
% of All Funds
5.15%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.37%
New
27
Increased
54
Reduced
70
Closed
17
Calls
–
Puts
$1.2M
Net Calls
-$1.2M
Net Calls Change
-$4.17M

Top Buyers

1
VC
Vicus Capital
Pennsylvania
$25M
2
SGI
Swan Global Investments
Colorado
$13.1M
3
FIM
Freedom Investment Management
Connecticut
$42M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$26.5M
5
Citadel Advisors
Citadel Advisors
Florida
$7.24M

Top Sellers

1
JCM
Janney Capital Management
Pennsylvania
$0
2
Bank of America
Bank of America
North Carolina
$66.5M
3
BAAM
Baker Avenue Asset Management
California
$561K
4
LPL Financial
LPL Financial
California
$62.1M
5
SC
Scotia Capital
Ontario, Canada
$4.65M
Name Holding Trade Value Shares
Change 		Shares
Change %
YMRC
126
Yorktown Management & Research Company
Virginia
$374K +$26.3K +250 +8%
FHC
127
First Heartland Consultants
Missouri
$366K +$115K +1,087 +46%
BCM
128
Bluefin Capital Management
New York
$345K – – –
FA
129
FDx Advisors
Illinois
$345K +$32.6K +309 +10%
Millennium Management
130
Millennium Management
New York
$310K -$420K -3,985 -58%
SHA
131
Smith Hayes Advisers
Nebraska
$306K – – –
FAM
132
Foothills Asset Management
Arizona
$297K – – –
GWM
133
Gupta Wealth Management
California
$286K +$114K +1,080 +66%
SCG
134
Sonata Capital Group
Washington
$274K – – –
FFA
135
First Foundation Advisors
California
$266K – – –
EHPM
136
Emery Howard Portfolio Management
California
$266K +$33.3K +316 +14%
Luther King Capital Management (LKCM)
137
Luther King Capital Management (LKCM)
Texas
$264K – – –
HighTower Advisors
138
HighTower Advisors
Illinois
$262K -$44.9K -427 -15%
AA
139
Apriem Advisors
California
$261K – – –
APSP
140
Asset Planning Services (Pennsylvania)
Pennsylvania
$258K +$3.69K +35 +1%
NFG
141
NewFocus Financial Group
Washington
$250K +$1.05K +10 +0.4%
WP
142
WealthSource Partners
California
$249K +$249K +2,361 New
IH
143
IFC Holdings
Florida
$237K -$71.3K -676 -23%
RFS
144
Rockefeller Financial Services
New York
$235K +$3.37K +32 +1%
CLOS
145
Compagnie Lombard Odier SCmA
Switzerland
$232K -$547K -5,191 -70%
LOT
146
Lombard Odier Transatlantic
Quebec, Canada
$232K – – –
ST
147
Smithfield Trust
Pennsylvania
$232K – – –
Barclays
148
Barclays
United Kingdom
$225K – – –
RTS
149
Round Table Services
New Jersey
$225K – – –
Ameriprise
150
Ameriprise
Minnesota
$212K +$212K +2,006 New
4 5
6
7 8