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PIMCO Active Bond Exchange-Traded Fund
BOND

190 hedge funds and large institutions have $1.13B invested in PIMCO Active Bond Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 62 increasing their positions, 78 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

670% more call options, than puts

Call options by funds: $4.89M | Put options by funds: $635K

47% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 17

3% more funds holding

Funds holding: 184 → 190 (+6)

0.02% less ownership

Funds ownership: 28.35% → 28.33% (-0.02%)

10% less capital invested

Capital invested by funds: $1.25B → $1.13B (-$126M)

21% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 78

24% less funds holding in top 10

Funds holding in top 10: 17 → 13 (-4)

Holders
190
Holders Change
+6
Holders Change %
+3.26%
% of All Funds
6.16%
Holding in Top 10
13
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-23.53%
% of All Funds
0.42%
New
25
Increased
62
Reduced
78
Closed
17
Calls
$4.89M
Puts
$635K
Net Calls
+$4.26M
Net Calls Change
-$596K

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$10.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.38M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$5.09M
4
Allianz Asset Management
Allianz Asset Management
Germany
+$4.73M
5
Deutsche Bank
Deutsche Bank
Germany
+$4.64M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$38.9M
2
FIM
Freedom Investment Management
Connecticut
-$15.4M
3
TWM
Tanglewood Wealth Management
Texas
-$13.4M
4
Jane Street
Jane Street
New York
-$13.4M
5
Bank of America
Bank of America
North Carolina
-$12.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
PTC
126
Private Trust Company
Ohio
$500K -$7.56K -72 -2%
JFA
127
JNBA Financial Advisors
Minnesota
$467K +$165K +1,567 +55%
AA
128
Apriem Advisors
California
$447K -$52.5K -500 -11%
NES
129
New England Securities
New York
$445K -$29.1K -277 -6%
LIM
130
Leavell Investment Management
Alabama
$441K +$105 +1 +0%
SFG
131
SNS Financial Group
Minnesota
$440K +$74.5K +709 +21%
MA
132
MUFG Americas
New York
$434K +$263K +2,500 +156%
VAM
133
Visionary Asset Management
Texas
$426K -$170K -1,614 -29%
Macquarie Group
134
Macquarie Group
Australia
$401K +$23.8K +227 +6%
SFPIA
135
Stevens First Principles Investment Advisors
California
$387K – – –
GLA
136
Great Lakes Advisors
Illinois
$371K – – –
MCWS
137
McKinley Carter Wealth Services
West Virginia
$368K +$365K +3,477 New
CAM
138
Cubic Asset Management
Massachusetts
$360K +$357K +3,400 New
Kayne Anderson Rudnick Investment Management
139
Kayne Anderson Rudnick Investment Management
California
$329K +$210 +2 +0.1%
DD
140
Dominick & Dominick
New York
$328K +$326K +3,100 New
SHA
141
Smith Hayes Advisers
Nebraska
$307K – – –
LNWWM
142
Laird Norton Wetherby Wealth Management
California
$305K – – –
AF
143
Allworth Financial
California
$298K -$38.3K -365 -11%
FHC
144
First Heartland Consultants
Missouri
$294K +$47.9K +456 +20%
OC
145
Oppenheimer & Co
New York
$279K -$105K -996 -27%
ST
146
Smithfield Trust
Pennsylvania
$277K – – –
CA
147
Corrado Advisors
New Jersey
$275K +$273K +2,600 New
LGC
148
Laurel Grove Capital
California
$273K +$70.9K +675 +36%
SWM
149
Segment Wealth Management
Texas
$265K – – –
DC
150
Davenport & Co
Virginia
$263K -$163K -1,555 -38%
4 5
6
7 8

BOND Hedge Fund Activity: Q3 2013 in Review

190 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q3 2013, worth a combined $1.13B — down 10% from $1.25B a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new BOND positions and 17 closed out — a net gain of 8 holders — while 62 added to existing stakes and 78 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $10.1M. The largest seller was Morgan Stanley, cutting an estimated $38.9M.

  • 190 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q3 2013, up from 184 in Q2 2013.
  • Funds reported $1.13B of PIMCO Active Bond Exchange-Traded Fund stock for Q3 2013, down 10% quarter-over-quarter.
  • 25 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q3 2013 and 17 closed out, a net change of +8 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q3 2013 was Fidelity Investments, an estimated $10.1M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q3 2013 was Morgan Stanley, an estimated $38.9M sold.

Based on aggregated 13F filings for Q3 2013.