Dominick & Dominick’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-3,600	Closed	-$384K	–	183
2014 Q1	$384K	Hold	3,600	–	–	0.19%	122
2013 Q4	$377K	Buy	3,600 +500	+16%	+$52.4K	0.18%	134
2013 Q3	$328K	Buy	+3,100	New	+$328K	0.18%	128