BOND icon

PIMCO Active Bond Exchange-Traded Fund
BOND

Overview Fund Activity

203 hedge funds and large institutions have $1.12B invested in PIMCO Active Bond Exchange-Traded Fund in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 87 increasing their positions, 59 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+2
Holders Change %
+1%
% of All Funds
5.87%
Holding in Top 10
15
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.43%
New
21
Increased
87
Reduced
59
Closed
19
Calls
$10.6M
Puts
$480K
Net Calls
+$10.1M
Net Calls Change
+$2.58M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$32.2M
2
UCFA
2
United Capital Financial Advisors
Texas
$20M
3
Bank of America
3
Bank of America
North Carolina
$83.7M
4
NIM
4
Northeast Investment Management
Massachusetts
$11.4M
5
Jane Street
5
Jane Street
New York
$11.3M

Top Sellers

1
IAS
1
INR Advisory Services
Pennsylvania
$1.69M
2
AAS
2
Annex Advisory Services
Wisconsin
$2.22M
3
Goldman Sachs
3
Goldman Sachs
New York
$373K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.2M
5
Morgan Stanley
5
Morgan Stanley
New York
$96.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
101
Barclays
United Kingdom
$1.16M +$26K +247 +2%
CA
102
Cetera Advisors
Colorado
$1.15M +$16K +149 +1%
FA
103
FMA Advisory
Pennsylvania
$1.12M +$1.12M +10,501 New
FIM
104
Frontier Investment Management
Texas
$1.09M +$200K +1,877 +22%
BPC
105
Banque Pictet & Cie
Switzerland
$1.06M +$98.2K +921 +10%
CSIC
106
Clifford Swan Investment Counsel
California
$1.05M – – –
BEAM
107
Baker Ellis Asset Management
Washington
$1.04M -$269K -2,525 -21%
AT
108
Arden Trust
Delaware
$996K +$92.3K +865 +10%
WP
109
WMS Partners
Maryland
$989K – – –
CLOS
110
Compagnie Lombard Odier SCmA
Switzerland
$981K – – –
VFS
111
VSR Financial Services
Kansas
$974K +$128K +1,196 +15%
CAW
112
Cornerstone Advisors (Washington)
Washington
$960K +$7.04K +66 +0.7%
RVP
113
Relative Value Partners
Illinois
$959K -$163K -1,525 -15%
PIA
114
Peachtree Investment Advisors
Georgia
$957K +$56K +525 +6%
SI
115
SII Investments
Wisconsin
$909K -$1.76M -16,482 -66%
VAM
116
Visionary Asset Management
Texas
$907K +$907K +8,498 New
CWM
117
Concert Wealth Management
California
$903K -$2.36M -22,150 -72%
VKH
118
Virtu KCG Holdings
New York
$802K +$204K +1,914 +34%
CIA
119
Capital Investment Advisors
Georgia
$774K +$774K +7,253 New
CNB
120
City National Bank
California
$759K +$759K +7,118 New
ICOA
121
Investment Centers of America
North Dakota
$746K +$343K +3,215 +85%
KFS
122
KMS Financial Services
Washington
$711K +$126K +1,186 +22%
NCM
123
Noesis Capital Mangement
Florida
$707K -$155K -1,455 -18%
SWM
124
SVA Wealth Management
Wisconsin
$686K -$2.72M -25,551 -80%
ASN
125
Advisory Services Network
Georgia
$646K -$1.06M -9,977 -62%
3 4
5
6 7