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BlackRock Floating Rate Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Alpha Cubed Investments
26
Alpha Cubed Investments
California
$330K – – –
Advisor Group
27
Advisor Group
Arizona
$327K +$52.6K +3,773 +19%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$305K -$893 -64 -0.3%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$264K – – –
Conning Inc
30
Conning Inc
Connecticut
$227K -$1.14M -81,474 -83%
SWM
31
SeaCrest Wealth Management
New York
$226K +$227K +16,266 New
Wedbush Securities
32
Wedbush Securities
California
$214K +$3.17K +227 +1%
Horizon Kinetics
33
Horizon Kinetics
New York
$210K -$1.63K -117 -0.8%
Geneos Wealth Management
34
Geneos Wealth Management
Colorado
$208K – – –
FFA
35
First Foundation Advisors
California
$180K – – –
Raymond James & Associates
36
Raymond James & Associates
Florida
$154K +$154K +11,071 New
Raymond James Financial Services Advisors
37
Raymond James Financial Services Advisors
Florida
$149K -$33.1K -2,374 -18%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$114K +$15.2K +1,093 +16%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$65K +$3.67K +263 +6%
Citigroup
40
Citigroup
New York
$65K +$31.2K +2,237 +92%
IHT Wealth Management
41
IHT Wealth Management
Illinois
$65K +$64.9K +4,650 New
Penserra Capital Management
42
Penserra Capital Management
California
$57K +$21.2K +1,519 +58%
AOWM
43
Alpha Omega Wealth Management
Virginia
$50K – – –
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$38K – – –
CT
45
CPF Texas
Texas
$10K +$9.77K +700 New
BTIS
46
BB&T Investment Services
North Carolina
$8K – – –
Advisory Services Network
47
Advisory Services Network
Georgia
$6K – – –
CAC
48
Certified Advisory Corp
Florida
$5K +$5.61K +402 New
Steward Partners Investment Advisory
49
Steward Partners Investment Advisory
New York
$2K +$2.79K +200 New
ICOA
50
Investment Centers of America
North Dakota
– -$2.37M -167,703 Closed