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BlackRock Floating Rate Income Trust
BGT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12M +$1.97M +177,957 +19%
GC
2
Guggenheim Capital
Illinois
$6.02M -$356K -32,144 -6%
Ameriprise
3
Ameriprise
Minnesota
$5.97M +$455K +41,120 +8%
Invesco
4
Invesco
Georgia
$4.75M +$204K +18,419 +4%
UBS Group
5
UBS Group
Switzerland
$3.96M -$441K -39,811 -10%
WWMSC
6
Wagner Wealth Management (South Carolina)
South Carolina
$3.9M +$1.61M +145,632 +69%
1CP
7
1607 Capital Partners
Virginia
$3.46M +$3.37M +303,985 +2,443%
OCM
8
Oaktree Capital Management
California
$2.86M +$230K +20,809 +9%
COLIM
9
City of London Investment Management
United Kingdom
$2.25M +$498K +45,000 +28%
AAM
10
Advisors Asset Management
Colorado
$2.23M -$721K -65,112 -24%
Bank of America
11
Bank of America
North Carolina
$1.85M -$1.64M -147,680 -47%
CBA
12
Coastal Bridge Advisors
Connecticut
$1.8M – – –
SFS
13
Shaker Financial Services
Virginia
$1.58M +$259K +23,358 +19%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.52M +$28.5K +2,576 +2%
Cohen & Steers
15
Cohen & Steers
New York
$1.39M +$229K +20,648 +19%
MWM
16
Melfa Wealth Management
Massachusetts
$1.39M +$1.41M +127,026 New
RVPG
17
Relative Value Partners Group
$1.37M +$1.39M +125,420 New
IGWM
18
ICA Group Wealth Management
Colorado
$1.2M -$106K -9,565 -8%
MML Investors Services
19
MML Investors Services
Massachusetts
$1.02M +$52.3K +4,726 +5%
WW
20
Waterfront Wealth
Kansas
$1.01M -$39.4K -3,559 -4%
LSC
21
Logan Stone Capital
Illinois
$801K +$811K +73,220 New
Wells Fargo
22
Wells Fargo
California
$687K -$87.6K -7,907 -11%
PMG
23
ProVise Management Group
Florida
$670K -$77.7K -7,015 -10%
CA
24
Cornerstone Advisory
Maryland
$547K – – –
Osaic Holdings
25
Osaic Holdings
Arizona
$437K -$360K -32,504 -45%
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