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BlackRock Floating Rate Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$14.9M
GC
2
Guggenheim Capital
Illinois
$8.75M +$1.4M +104,649 +18%
Morgan Stanley
3
Morgan Stanley
New York
$5.51M +$59.9K +4,482 +1%
Invesco
4
Invesco
Georgia
$4.52M -$458K -34,323 -9%
TAM
5
Trust Asset Management
Texas
$4.2M -$204K -15,285 -5%
UBS Group
6
UBS Group
Switzerland
$4.16M -$759K -56,848 -15%
MIG
7
Mariner Investment Group
New York
$2.66M +$292K +21,831 +12%
HK
8
Horizon Kinetics
New York
$1.63M -$1.02M -76,070 -38%
TFCM
9
Taylor Frigon Capital Management
Arizona
$1.59M -$382K -28,626 -19%
Wells Fargo
10
Wells Fargo
California
$1.33M +$259K +19,368 +23%
CI
11
Conning Inc
Connecticut
$1.14M +$16.8K +1,257 +1%
CS
12
Credit Suisse
Switzerland
$1M
FIMG
13
Financial & Investment Management Group
Michigan
$981K +$820K +61,413 +433%
PA
14
Pinnacle Associates
New York
$913K +$121K +9,057 +15%
ICOA
15
Investment Centers of America
North Dakota
$847K +$147K +10,975 +20%
MFS
16
MSI Financial Services
Massachusetts
$811K +$21.2K +1,591 +3%
LPL Financial
17
LPL Financial
California
$731K +$39.3K +2,939 +6%
Cohen & Steers
18
Cohen & Steers
New York
$686K +$78.5K +5,875 +13%
NL
19
NWAM LLC
Washington
$628K +$12.5K +938 +2%
CIA
20
Capital Investment Advisors
Georgia
$622K -$28.4K -2,125 -4%
HNB
21
Huntington National Bank
Ohio
$545K -$879K -65,802 Closed
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$494K -$5.17K -387 -1%
Bank of America
23
Bank of America
North Carolina
$485K -$84.4K -6,322 -14%
SPC
24
Sigma Planning Corp
Michigan
$425K -$19.3K -1,445 -4%
AAM
25
Advisors Asset Management
Colorado
$421K +$4.11K +308 +1%