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BlackRock Floating Rate Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$14.4M
GC
2
Guggenheim Capital
Illinois
$7.29M -$970K -76,989 -12%
Morgan Stanley
3
Morgan Stanley
New York
$5.18M -$325K -25,800 -6%
Wells Fargo
4
Wells Fargo
California
$5.09M +$3.55M +282,026 +225%
Invesco
5
Invesco
Georgia
$4.49M +$684K +54,316 +18%
ZIG
6
Zuckerman Investment Group
Illinois
$3.77M -$886K -70,355 -19%
UBS Group
7
UBS Group
Switzerland
$3.26M -$137K -10,909 -4%
TAM
8
Trust Asset Management
Texas
$2.87M +$2.89M +229,248 New
AAM
9
Advisors Asset Management
Colorado
$1.93M +$1.1M +87,694 +132%
LPL Financial
10
LPL Financial
California
$1.57M +$876K +69,565 +123%
Bank of America
11
Bank of America
North Carolina
$1.54M +$1.02M +81,098 +193%
YMRC
12
Yorktown Management & Research Company
Virginia
$1.39M -$113K -9,000 -7%
HK
13
Horizon Kinetics
New York
$1.26M -$233K -18,464 -15%
CI
14
Conning Inc
Connecticut
$1.13M +$21.5K +1,703 +2%
CS
15
Credit Suisse
Switzerland
$966K
ICOA
16
Investment Centers of America
North Dakota
$960K +$94.1K +7,472 +11%
FWIA
17
Fort Washington Investment Advisors
Ohio
$959K +$966K +76,699 New
WA
18
WFG Advisors
Texas
$928K +$869K +68,941 +1,302%
MFS
19
MSI Financial Services
Massachusetts
$850K +$42.6K +3,385 +5%
PA
20
Pinnacle Associates
New York
$821K -$26.9K -2,133 -3%
MIG
21
Mariner Investment Group
New York
$700K -$1.78M -140,912 -72%
Cohen & Steers
22
Cohen & Steers
New York
$661K
HNB
23
Huntington National Bank
Ohio
$525K
RVPG
24
Relative Value Partners Group
$511K +$515K +40,909 New
CIA
25
Capital Investment Advisors
Georgia
$503K -$25.1K -1,990 -5%