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BlackRock Floating Rate Income Trust
BGT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.5M +$3.75M +321,834 +60%
Ameriprise
2
Ameriprise
Minnesota
$6.27M +$245K +21,032 +4%
GC
3
Guggenheim Capital
Illinois
$5.96M +$651K +55,926 +12%
UBS Group
4
UBS Group
Switzerland
$4.09M +$109K +9,338 +3%
Invesco
5
Invesco
Georgia
$4.08M +$671K +57,677 +18%
Bank of America
6
Bank of America
North Carolina
$3.65M -$895K -76,938 -19%
AAM
7
Advisors Asset Management
Colorado
$2.81M -$420K -36,124 -12%
OCM
8
Oaktree Capital Management
California
$2.59M +$2.74M +235,032 New
CBA
9
Coastal Bridge Advisors
Connecticut
$1.81M – – –
WWMSC
10
Wagner Wealth Management (South Carolina)
South Carolina
$1.48M +$804K +69,079 +107%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.45M +$105 +9 +0%
IGWM
12
ICA Group Wealth Management
Colorado
$1.42M +$17.2K +1,478 +1%
WW
13
Waterfront Wealth
Kansas
$1.31M -$212K -18,230 -13%
SFS
14
Shaker Financial Services
Virginia
$1.27M +$733K +62,956 +120%
WAM
15
Wolverine Asset Management
Illinois
$1.21M +$1.28M +109,654 New
1CP
16
1607 Capital Partners
Virginia
$1.1M +$1.16M +99,425 New
MML Investors Services
17
MML Investors Services
Massachusetts
$945K +$16.8K +1,446 +2%
Cohen & Steers
18
Cohen & Steers
New York
$924K +$976K +83,871 New
Osaic Holdings
19
Osaic Holdings
Arizona
$843K +$222K +19,046 +33%
PMG
20
ProVise Management Group
Florida
$828K -$14.3K -1,230 -2%
Wells Fargo
21
Wells Fargo
California
$782K -$2.61K -224 -0.3%
MC
22
Moors & Cabot
Massachusetts
$647K +$17K +1,460 +3%
CA
23
Cornerstone Advisory
Maryland
$551K -$116K -10,000 -17%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$513K -$90.5K -7,773 -14%
RJA
25
Raymond James & Associates
Florida
$511K +$167K +14,367 +45%
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