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BlackRock Floating Rate Income Trust
BGT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.56M -$2.73M -240,585 -22%
GC
2
Guggenheim Capital
Illinois
$6.56M +$389K +34,225 +6%
Ameriprise
3
Ameriprise
Minnesota
$5.58M -$545K -47,949 -9%
Invesco
4
Invesco
Georgia
$5.09M +$228K +20,084 +5%
WWMSC
5
Wagner Wealth Management (South Carolina)
South Carolina
$4.44M +$446K +39,241 +11%
1CP
6
1607 Capital Partners
Virginia
$4.39M +$851K +74,900 +24%
UBS Group
7
UBS Group
Switzerland
$4.01M -$44.1K -3,879 -1%
COLIM
8
City of London Investment Management
United Kingdom
$2.89M +$573K +50,474 +24%
AAM
9
Advisors Asset Management
Colorado
$2.47M +$188K +16,541 +8%
DIA
10
Dean Investment Associates
Ohio
$2.18M +$2.21M +194,759 New
AWM
11
AE Wealth Management
Kansas
$1.84M +$1.86M +163,804 New
SFS
12
Shaker Financial Services
Virginia
$1.78M +$165K +14,514 +10%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.59M +$29.5K +2,600 +2%
Bank of America
14
Bank of America
North Carolina
$1.58M -$317K -27,865 -16%
Cohen & Steers
15
Cohen & Steers
New York
$1.42M – – –
MWM
16
Melfa Wealth Management
Massachusetts
$1.36M -$64K -5,638 -4%
CBA
17
Coastal Bridge Advisors
Connecticut
$1.36M -$491K -43,185 -26%
RVPG
18
Relative Value Partners Group
$1.26M -$151K -13,322 -11%
IGWM
19
ICA Group Wealth Management
Colorado
$1.19M -$44.1K -3,885 -4%
LSC
20
Logan Stone Capital
Illinois
$1.13M +$310K +27,315 +37%
WW
21
Waterfront Wealth
Kansas
$995K +$8.66K +762 +0.9%
PMG
22
ProVise Management Group
Florida
$660K -$27.3K -2,400 -4%
Osaic Holdings
23
Osaic Holdings
Arizona
$659K +$214K +18,810 +47%
Wells Fargo
24
Wells Fargo
California
$651K -$53.3K -4,692 -7%
AA
25
AQR Arbitrage
Connecticut
$578K +$295K +25,976 +102%
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