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BlackRock Floating Rate Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$7.19M -$886K -60,760 -11%
Morgan Stanley
2
Morgan Stanley
New York
$4.1M +$143K +9,833 +4%
U
3
UBS
Switzerland
$4.03M +$453K +31,085 +12%
Invesco
4
Invesco
Georgia
$3.87M -$97.4K -6,677 -2%
HK
5
Horizon Kinetics
New York
$3.48M -$974K -66,801 -21%
Wells Fargo
6
Wells Fargo
California
$1.57M -$6.04K -414 -0.4%
LPL Financial
7
LPL Financial
California
$1.26M +$17.8K +1,222 +1%
Bank of America
8
Bank of America
North Carolina
$1.2M -$15.4K -1,057 -1%
CI
9
Conning Inc
Connecticut
$1.16M
CS
10
Credit Suisse
Switzerland
$1.1M
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$987K +$7.25K +497 +0.7%
Ameriprise
12
Ameriprise
Minnesota
$792K +$317K +21,737 +64%
ARC
13
Absolute Return Capital
Massachusetts
$722K -$367K -25,179 -33%
NES
14
New England Securities
New York
$717K +$103K +7,091 +16%
HAIM
15
Hunter Associates Investment Management
Pennsylvania
$633K +$652K +44,700 New
PA
16
Pinnacle Associates
New York
$622K +$59.6K +4,087 +10%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$602K +$53.9K +3,694 +10%
ICOA
18
Investment Centers of America
North Dakota
$581K +$168K +11,509 +39%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$503K -$90.9K -6,234 -15%
Barclays
20
Barclays
United Kingdom
$421K +$11.7K +804 +3%
WAM
21
Wolverine Asset Management
Illinois
$373K +$385K +26,372 New
DA
22
Doliver Advisors
Texas
$358K +$369K +25,298 New
WA
23
WFG Advisors
Texas
$332K -$23.5K -1,611 -6%
RT
24
Rockland Trust
Massachusetts
$246K
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$229K +$236K +16,147 New