Horizon Kinetics’s BlackRock Floating Rate Income Trust BGT Stock Holding History

Horizon Kinetics’s Portfolio BGT Stock Details BGT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$146K	Sell	12,678 -1,504	-11%	-$18.8K	﹤0.01%	444
2018 Q3	$187K	Hold	14,182	–	–	﹤0.01%	470
2018 Q2	$185K	Hold	14,182	–	–	﹤0.01%	470
2018 Q1	$198K	Sell	14,182 -917	-6%	-$12.7K	0.01%	466
2017 Q4	$210K	Sell	15,099 -117	-0.8%	-$1.63K	0.01%	461
2017 Q3	$215K	Sell	15,216 -5,212	-26%	-$72K	0.01%	461
2017 Q2	$285K	Sell	20,428 -956	-4%	-$13.8K	0.01%	448
2017 Q1	$306K	Sell	21,384 -16,755	-44%	-$242K	0.01%	439
2016 Q4	$537K	Sell	38,139 -13,752	-27%	-$188K	0.02%	272
2016 Q3	$702K	Sell	51,891 -32,700	-39%	-$432K	0.02%	247
2016 Q2	$1.1M	Sell	84,591 -13,208	-14%	-$171K	0.03%	193
2016 Q1	$1.25M	Sell	97,799 -2,925	-3%	-$35.8K	0.03%	169
2015 Q4	$1.26M	Sell	100,724 -18,464	-15%	-$233K	0.03%	166
2015 Q3	$1.48M	Sell	119,188 -6,323	-5%	-$81.6K	0.03%	152
2015 Q2	$1.63M	Sell	125,511 -76,070	-38%	-$1.02M	0.02%	165
2015 Q1	$2.71M	Sell	201,581 -30,355	-13%	-$402K	0.04%	141
2014 Q4	$2.98M	Sell	231,936 -8,058	-3%	-$106K	0.04%	144
2014 Q3	$3.31M	Sell	239,994 -775	-0.3%	-$10.8K	0.04%	126
2014 Q2	$3.42M	Sell	240,769 -2,977	-1%	-$41.8K	0.04%	125
2014 Q1	$3.47M	Sell	243,746 -2,182	-0.9%	-$30.9K	0.04%	124
2013 Q4	$3.43M	Hold	245,928	–	–	0.04%	125
2013 Q3	$3.48M	Sell	245,928 -66,801	-21%	-$974K	0.05%	116
2013 Q2	$4.71M	Buy	+312,729	New	+$4.86M	0.07%	109

Other funds holding BGT

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Horizon Kinetics's BGT Position: Q4 2018 in Review

Horizon Kinetics reduced its BlackRock Floating Rate Income Trust (BGT) stake by 11% in Q4 2018, selling an estimated $18.8K and leaving 12,678 shares worth $146K. The position accounts for ﹤0.01% of the portfolio, ranked #444.

Horizon Kinetics first reported a position in BGT in Q2 2013 and has held it in 23 quarters since. The position peaked at $4.71M in Q2 2013. 71 funds tracked by Wall St. Rank hold BGT as of Q4 2018.

Horizon Kinetics held 12,678 shares of BlackRock Floating Rate Income Trust worth $146K as of Q4 2018.
Horizon Kinetics sold 1,504 BlackRock Floating Rate Income Trust shares in Q4 2018, an estimated $18.8K.
BlackRock Floating Rate Income Trust made up ﹤0.01% of Horizon Kinetics's portfolio in Q4 2018, its #444 holding.
Horizon Kinetics first reported a position in BlackRock Floating Rate Income Trust in Q2 2013 and has held it in 23 quarters since.
Horizon Kinetics's BlackRock Floating Rate Income Trust position peaked at $4.71M in Q2 2013.
71 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Trust as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.