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BlackRock Floating Rate Income Trust

41 hedge funds and large institutions have $38.4M invested in BlackRock Floating Rate Income Trust in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 2

24% more funds holding

Funds holding: 3341 (+8)

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

0.21% more ownership

Funds ownership: 11.24%11.45% (+0.21%)

4% less capital invested

Capital invested by funds: $40.1M → $38.4M (-$1.69M)

Holders
41
Holders Change
+8
Holders Change %
+24.24%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
11
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$7.19M -$886K -60,760 -11%
Morgan Stanley
2
Morgan Stanley
New York
$4.1M +$143K +9,833 +4%
U
3
UBS
Switzerland
$4.03M +$453K +31,085 +12%
Invesco
4
Invesco
Georgia
$3.87M -$97.4K -6,677 -2%
HK
5
Horizon Kinetics
New York
$3.48M -$974K -66,801 -21%
Wells Fargo
6
Wells Fargo
California
$1.57M -$6.04K -414 -0.4%
LPL Financial
7
LPL Financial
California
$1.26M +$17.8K +1,222 +1%
Bank of America
8
Bank of America
North Carolina
$1.2M -$15.4K -1,057 -1%
CI
9
Conning Inc
Connecticut
$1.16M
CS
10
Credit Suisse
Switzerland
$1.1M
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$987K +$7.25K +497 +0.7%
Ameriprise
12
Ameriprise
Minnesota
$792K +$317K +21,737 +64%
ARC
13
Absolute Return Capital
Massachusetts
$722K -$367K -25,179 -33%
NES
14
New England Securities
New York
$717K +$103K +7,091 +16%
HAIM
15
Hunter Associates Investment Management
Pennsylvania
$633K +$652K +44,700 New
PA
16
Pinnacle Associates
New York
$622K +$59.6K +4,087 +10%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$602K +$53.9K +3,694 +10%
ICOA
18
Investment Centers of America
North Dakota
$581K +$168K +11,509 +39%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$503K -$90.9K -6,234 -15%
Barclays
20
Barclays
United Kingdom
$421K +$11.7K +804 +3%
WAM
21
Wolverine Asset Management
Illinois
$373K +$385K +26,372 New
DA
22
Doliver Advisors
Texas
$358K +$369K +25,298 New
WA
23
WFG Advisors
Texas
$332K -$23.5K -1,611 -6%
RT
24
Rockland Trust
Massachusetts
$246K
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$229K +$236K +16,147 New

BGT Hedge Fund Activity: Q3 2013 in Review

41 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in BlackRock Floating Rate Income Trust (BGT) for Q3 2013, worth a combined $38.4M — down 4.2% from $40.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new BGT positions and 2 closed out — a net gain of 8 holders — while 11 added to existing stakes and 10 trimmed.

The largest buyer was Hunter Associates Investment Management, opening a new position worth an estimated $652K. The largest seller was Horizon Kinetics, cutting an estimated $974K.

  • 41 institutional investors held BlackRock Floating Rate Income Trust (BGT) as of Q3 2013, up from 33 in Q2 2013.
  • Funds reported $38.4M of BlackRock Floating Rate Income Trust stock for Q3 2013, down 4.2% quarter-over-quarter.
  • 10 funds opened new BlackRock Floating Rate Income Trust positions in Q3 2013 and 2 closed out, a net change of +8 holders.
  • The largest BlackRock Floating Rate Income Trust buyer in Q3 2013 was Hunter Associates Investment Management, an estimated $652K added.
  • The largest BlackRock Floating Rate Income Trust seller in Q3 2013 was Horizon Kinetics, an estimated $974K sold.

Based on aggregated 13F filings for Q3 2013.