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BlackRock Floating Rate Income Trust

45 hedge funds and large institutions have $59.8M invested in BlackRock Floating Rate Income Trust in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.71% less ownership

Funds ownership: 20.84%20.13% (-0.71%)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

7% less capital invested

Capital invested by funds: $64.6M → $59.8M (-$4.79M)

10% less funds holding

Funds holding: 5045 (-5)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
45
Holders Change
-5
Holders Change %
-10%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
14
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$14.3M
GC
2
Guggenheim Capital
Illinois
$8.21M -$185K -14,376 -2%
Morgan Stanley
3
Morgan Stanley
New York
$5.48M +$203K +15,762 +4%
ZIG
4
Zuckerman Investment Group
Illinois
$4.62M +$4.8M +371,707 New
Invesco
5
Invesco
Georgia
$3.79M -$559K -43,286 -12%
UBS Group
6
UBS Group
Switzerland
$3.38M -$629K -48,763 -15%
MIG
7
Mariner Investment Group
New York
$2.45M -$104K -8,082 -4%
Wells Fargo
8
Wells Fargo
California
$1.56M +$290K +22,470 +22%
YMRC
9
Yorktown Management & Research Company
Virginia
$1.49M +$1.34M +104,071 +650%
HK
10
Horizon Kinetics
New York
$1.48M -$81.6K -6,323 -5%
CI
11
Conning Inc
Connecticut
$1.11M +$17.1K +1,323 +2%
CS
12
Credit Suisse
Switzerland
$962K
ICOA
13
Investment Centers of America
North Dakota
$857K +$52.5K +4,067 +6%
PA
14
Pinnacle Associates
New York
$844K -$32.6K -2,526 -4%
AAM
15
Advisors Asset Management
Colorado
$825K +$437K +33,855 +104%
MFS
16
MSI Financial Services
Massachusetts
$804K +$28.1K +2,175 +3%
LPL Financial
17
LPL Financial
California
$700K +$10.9K +848 +2%
Cohen & Steers
18
Cohen & Steers
New York
$658K
FIMG
19
Financial & Investment Management Group
Michigan
$649K -$302K -23,424 -31%
CIA
20
Capital Investment Advisors
Georgia
$526K -$73.3K -5,681 -12%
HNB
21
Huntington National Bank
Ohio
$523K
Bank of America
22
Bank of America
North Carolina
$521K +$58.4K +4,525 +12%
AA
23
AQR Arbitrage
Connecticut
$389K +$4.08K +316 +1%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$356K +$369K +28,618 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$326K -$3.34K -259 -1%

BGT Hedge Fund Activity: Q3 2015 in Review

45 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in BlackRock Floating Rate Income Trust (BGT) for Q3 2015, worth a combined $59.8M — down 7.4% from $64.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of BGT and 5 opened new positions — a net loss of 4 holders — while 14 trimmed existing stakes and 13 added.

The largest buyer was Zuckerman Investment Group, opening a new position worth an estimated $4.8M. The largest seller was Taylor Frigon Capital Management, exiting entirely with an estimated $1.59M sold.

  • 45 institutional investors held BlackRock Floating Rate Income Trust (BGT) as of Q3 2015, down from 50 in Q2 2015.
  • Funds reported $59.8M of BlackRock Floating Rate Income Trust stock for Q3 2015, down 7.4% quarter-over-quarter.
  • 5 funds opened new BlackRock Floating Rate Income Trust positions in Q3 2015 and 9 closed out, a net change of -4 holders.
  • The largest BlackRock Floating Rate Income Trust buyer in Q3 2015 was Zuckerman Investment Group, an estimated $4.8M added.
  • The largest BlackRock Floating Rate Income Trust seller in Q3 2015 was Taylor Frigon Capital Management, an estimated $1.59M sold.

Based on aggregated 13F filings for Q3 2015.