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BlackRock Floating Rate Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
NL
26
NWAM LLC
Washington
$385K -$85K -5,911 -18%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$385K +$18K +1,250 +5%
AG
28
Advisor Group
Arizona
$309K +$155K +10,748 +94%
HK
29
Horizon Kinetics
New York
$285K -$13.8K -956 -4%
ACI
30
Alpha Cubed Investments
California
$281K +$79.1K +5,500 +38%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$214K -$241K -16,731 -52%
WS
32
Wedbush Securities
California
$212K +$14.4K +1,000 +7%
GWM
33
Geneos Wealth Management
Colorado
$199K +$36K +2,500 +21%
FFA
34
First Foundation Advisors
California
$180K
VKH
35
Virtu KCG Holdings
New York
$159K +$164K +11,384 New
WAM
36
Wolverine Asset Management
Illinois
$110K +$114K +7,935 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$98K -$3.93K -273 -4%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$64K +$14 +1 +0%
AOWM
39
Alpha Omega Wealth Management
Virginia
$50K
Creative Planning
40
Creative Planning
Kansas
$37K +$3.48K +242 +10%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$21K +$21.6K +1,500 New
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$20K +$20.9K +1,450 New
BTIS
43
BB&T Investment Services
North Carolina
$8K
ASN
44
Advisory Services Network
Georgia
$6K
IA
45
IFP Advisors
Florida
$4K
PCM
46
Penserra Capital Management
California
$4K +$129 +9 +3%
LPL Financial
47
LPL Financial
California
-$888K -61,956 Closed
JIP
48
Jaffetilchin Investment Partners
Florida
-$680K -47,595 Closed
AGA
49
Accuvest Global Advisors
Utah
-$640K -44,810 Closed
M&T Bank
50
M&T Bank
New York
-$152K -10,610 Closed