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BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
BDCS
Delisted
BDCS was delisted on the 25th of November, 2020.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
GRP
26
Global Retirement Partners
San Rafael,
California
| $11K | – | – | – |
|
| 27 |
AAM
27
Advisors Asset Management
Monument,
Colorado
| $10K | +$4.55K | +229 | +100% |
|
| 28 |
MFP
28
Mosaic Financial Partners
San Francisco,
California
| – | -$1.63M | -78,303 | Closed |
|
| 29 |
RCM
29
Rivernorth Capital Management
West Palm Beach,
Florida
| – | -$1.14M | -55,000 | Closed |
|
| 30 |
CAS
30
Cue Advisory Services
Phoenix,
Arizona
| – | -$661K | -31,850 | Closed |
|
| 31 |
PAG
31
Private Advisor Group
Morristown,
New Jersey
| – | -$499K | -24,000 | Closed |
|
| 32 |
32
LPL Financial
San Diego,
California
| – | -$387K | -18,625 | Closed |
|
| 33 |
CA
33
Calton & Associates
Tampa,
Florida
| – | -$13K | -634 | Closed |
|
| 34 |
VIA
34
Vantage Investment Advisors
State College,
Pennsylvania
| – | -$1K | -35 | Closed |
|