We are live on ! Find out more
ARWR icon

Arrowhead Research
ARWR

85 hedge funds and large institutions have $39.5M invested in Arrowhead Research in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 30 increasing their positions, 24 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.35% more ownership

Funds ownership: 0% → 34.35% (+34%)

25% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 24

12% less funds holding

Funds holding: 97 → 85 (-12)

48% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 23

48% less call options, than puts

Call options by funds: $377K | Put options by funds: $729K

82% less capital invested

Capital invested by funds: $220M → $39.5M (-$181M)

Holders
85
Holders Change
-12
Holders Change %
-12.37%
% of All Funds
2.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
30
Reduced
24
Closed
23
Calls
$377K
Puts
$729K
Net Calls
-$352K
Net Calls Change
+$1.04M

Top Buyers

1
PGCM
Prescott Group Capital Management
Oklahoma
+$8.13M
2
Millennium Management
Millennium Management
New York
+$4.87M
3
BFA
BlackRock Fund Advisors
California
+$1.98M
4
AFM
Anson Funds Management
Texas
+$1.51M
5
Morgan Stanley
Morgan Stanley
New York
+$1.32M

Top Sellers

1
O
OrbiMed
New York
-$15.9M
2
BBA
Baker Bros. Advisors
New York
-$13.6M
3
RCM
RA Capital Management
Massachusetts
-$11.2M
4
RI
RTW Investments
New York
-$8.21M
5
HIM
Hillhouse Investment Management
Cayman Islands
-$4.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
TA
26
Teachers Advisors
New York
$175K +$73.3K +17,201 +18%
CS
27
Credit Suisse
Switzerland
$165K -$237K -55,656 -34%
FCE
28
Fiera Capital (Europe)
Cayman Islands
$159K +$438K +102,815 New
Swiss National Bank
29
Swiss National Bank
Switzerland
$142K – – –
Deutsche Bank
30
Deutsche Bank
Germany
$131K -$708K -166,127 -66%
AllianceBernstein
31
AllianceBernstein
Tennessee
$127K +$46K +10,800 +15%
Citigroup
32
Citigroup
New York
$127K +$336K +78,863 +2,817%
QIM
33
Quantitative Investment Management
Virginia
$106K +$225K +52,800 +328%
D.E. Shaw & Co
34
D.E. Shaw & Co
New York
$101K +$278K +65,342 New
Wells Fargo
35
Wells Fargo
California
$95K -$176K -41,218 -40%
FAAS
36
First Allied Advisory Services
California
$95K – – –
ProShare Advisors
37
ProShare Advisors
Maryland
$90K +$59.4K +13,938 +31%
RhumbLine Advisers
38
RhumbLine Advisers
Massachusetts
$84K -$35.4K -8,315 -13%
New York State Common Retirement Fund
39
New York State Common Retirement Fund
New York
$84K – – –
NFA
40
Nationwide Fund Advisors
Ohio
$62K +$7.75K +1,820 +5%
CG
41
Cutler Group
California
$57K -$103K -24,190 -39%
AIG
42
American International Group
New York
$54K -$388 -91 -0.3%
BA
43
BlackRock Advisors
Delaware
$50K -$4.05K -951 -3%
BG
44
BlackRock Group
United Kingdom
$49K +$48.5K +11,387 +55%
AQR Capital Management
45
AQR Capital Management
Connecticut
$47K +$129K +30,232 New
VOYA Investment Management
46
VOYA Investment Management
Georgia
$41K – – –
T. Rowe Price Associates
47
T. Rowe Price Associates
Maryland
$40K – – –
SG Americas Securities
48
SG Americas Securities
New York
$40K +$65.5K +15,366 +145%
Barclays
49
Barclays
United Kingdom
$39K +$3.55K +833 +3%
State Board of Administration of Florida Retirement System
50
State Board of Administration of Florida Retirement System
Florida
$36K – – –
1
2
3 4 5

ARWR Hedge Fund Activity: Q4 2016 in Review

85 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Arrowhead Research (ARWR) for Q4 2016, worth a combined $39.5M — down 82% from $220M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of ARWR and 12 opened new positions — a net loss of 11 holders — while 24 trimmed existing stakes and 30 added.

The largest buyer was Prescott Group Capital Management, opening a new position worth an estimated $8.13M. The largest seller was OrbiMed, exiting entirely with an estimated $15.9M sold.

  • 85 institutional investors held Arrowhead Research (ARWR) as of Q4 2016, down from 97 in Q3 2016.
  • Funds reported $39.5M of Arrowhead Research stock for Q4 2016, down 82% quarter-over-quarter.
  • 12 funds opened new Arrowhead Research positions in Q4 2016 and 23 closed out, a net change of -11 holders.
  • The largest Arrowhead Research buyer in Q4 2016 was Prescott Group Capital Management, an estimated $8.13M added.
  • The largest Arrowhead Research seller in Q4 2016 was OrbiMed, an estimated $15.9M sold.

Based on aggregated 13F filings for Q4 2016.