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AES.PRC.CL

AES Corporation Class C Preferred

Delisted

AES.PRC.CL was delisted on the 22nd of June, 2017.

53 hedge funds and large institutions have $105M invested in AES Corporation Class C Preferred in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $102M → $105M (+$3.75M)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

2% less funds holding

Funds holding: 5453 (-1)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MAA
26
Managed Account Advisors
New Jersey
$524K +$40.7K +809 +8%
U
27
UBS
Switzerland
$479K +$8.36K +166 +2%
Neuberger Berman Group
28
Neuberger Berman Group
New York
$470K -$10.8K -215 -2%
WA
29
WFG Advisors
Texas
$341K +$80.5K +1,600 +31%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$322K
CSC
31
Cove Street Capital
California
$321K
Bank of New York Mellon
32
Bank of New York Mellon
New York
$311K +$15.1K +299 +5%
GF
33
Gabelli Funds
New York
$301K
DADC
34
D.A. Davidson & Co
Montana
$278K +$131K +2,604 +89%
Chevy Chase Trust
35
Chevy Chase Trust
Maryland
$268K +$12.6K +250 +5%
LPL Financial
36
LPL Financial
California
$233K -$856 -17 -0.4%
Creative Planning
37
Creative Planning
Kansas
$160K +$50.3K +1,000 +46%
CCS
38
Crosspoint Capital Strategies
California
$94K +$93K +1,847 New
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$88K
AIG
40
American International Group
New York
$80.3K -$35.2K -700 -30%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$78K
GT
42
Glenmede Trust
Pennsylvania
$75K
Deutsche Bank
43
Deutsche Bank
Germany
$65K -$65.2K -1,296 -50%
Citigroup
44
Citigroup
New York
$65K +$65.2K +1,295 New
TFO
45
Tarbox Family Office
California
$63K +$62.8K +1,248 New
First Manhattan
46
First Manhattan
New York
$50K
EWM
47
Elite Wealth Management
Washington
$40K
FNBT
48
FineMark National Bank & Trust
Florida
$40K
Ameriprise
49
Ameriprise
Minnesota
$32K
PH
50
Pinnacle Holdings
Oklahoma
$28.1K -$5.03K -100 -15%

AES.PRC.CL Hedge Fund Activity: Q4 2013 in Review

53 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in AES Corporation Class C Preferred (AES.PRC.CL) for Q4 2013, worth a combined $105M — up 3.7% from $102M a quarter earlier.

Fund positioning in AES.PRC.CL was balanced in Q4 2013: 4 funds opened new positions, 4 closed out, 13 added to existing stakes and 15 trimmed.

The largest buyer was Federated Hermes, adding an estimated $8.41M. The largest seller was Fidelity Investments, cutting an estimated $8.12M.

  • 53 institutional investors held AES Corporation Class C Preferred (AES.PRC.CL) as of Q4 2013, down from 54 in Q3 2013.
  • Funds reported $105M of AES Corporation Class C Preferred stock for Q4 2013, up 3.7% quarter-over-quarter.
  • 4 funds opened new AES Corporation Class C Preferred positions in Q4 2013 and 4 closed out, a net change of 0 holders.
  • The largest AES Corporation Class C Preferred buyer in Q4 2013 was Federated Hermes, an estimated $8.41M added.
  • The largest AES Corporation Class C Preferred seller in Q4 2013 was Fidelity Investments, an estimated $8.12M sold.

Based on aggregated 13F filings for Q4 2013.