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XML Financial

XML Financial Portfolio holdings

AUM $1.39B Turnover 15.79%
1-Year Est. Return 19.06%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+19.06%
3 Year Est. Return
+77.92%
5 Year Est. Return
+73.04%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$17.6M
Cap. Flow
+$20.3M
Cap. Flow %
1.46%
Top 10 Hldgs %
26.91%
Holding
494
New
47
Increased
175
Reduced
174
Closed
31
Avg Time Held
3.3 years
Top 10 Avg Time Held
3.9 years
Top 20 Avg Time Held
3.9 years

Top Buys

Rank Stock Value
1
FMB icon
First Trust Managed Municipal ETF
FMB
+$10.7M
2
PCPI icon
PIMCO Inflation PLUS Active ETF
PCPI
+$9.9M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.76M
4
MUNI icon
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
+$2.6M
5
VTES icon
Vanguard Short-Term Tax-Exempt Bond ETF
VTES
+$2.03M

Top Sells

Rank Stock Value
1
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$9.5M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$3.03M
3
AMAT icon
Applied Materials
AMAT
+$1.97M
4
MRVL icon
Marvell Technology
MRVL
+$1.12M
5
MSFT icon
Microsoft
MSFT
+$1.12M

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.52%
2 Technology 11.62%
3 Financials 5.27%
4 Healthcare 4.35%
5 Industrials 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TYG icon
476
Tortoise Energy Infrastructure Corp
TYG
$961M
– –
-5,829
Closed -$250K –
URI icon
477
United Rentals
URI
$70.2B
– –
-197
Closed -$223K –
VXF icon
478
Vanguard Extended Market ETF
VXF
$30.4B
– –
-1,021
Closed -$251K –
XSD icon
479
State Street SPDR S&P Semiconductor ETF
XSD
$2.37B
– –
-418
Closed -$261K –
16 17 18 19
20

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1SP
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XML Financial's Q3 2026 Portfolio in Review

As of Q3 2026, XML Financial held 494 positions worth $1.39B, up 1.3% from $1.37B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

XML Financial's Q3 2026 filing shows 47 new, 175 increased, 174 reduced and 31 closed positions. Its largest new stake was First Trust Managed Municipal ETF: 212,746 shares worth $10.2M. The largest sale was First Trust Short Duration Managed Municipal ETF, an estimated $9.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 63% a quarter earlier, followed by Technology and Financials.

  • XML Financial's largest Q3 2026 buy was First Trust Managed Municipal ETF: 212,746 shares worth $10.2M.
  • XML Financial added most to PIMCO Inflation PLUS Active ETF in Q3 2026, an estimated $9.9M increase.
  • XML Financial's biggest Q3 2026 reduction was First Trust Short Duration Managed Municipal ETF, cutting an estimated $9.5M.
  • XML Financial fully exited Marvell Technology in Q3 2026, selling an estimated $1.12M.
  • XML Financial's ten largest holdings make up 27% of its $1.39B portfolio in Q3 2026.
  • XML Financial opened 47 new positions and closed 31 in Q3 2026.
  • XML Financial's portfolio value rose 1.3% quarter-over-quarter to $1.39B.

Based on XML Financial's 13F filing for Q3 2026, filed 29 Oct 2026.