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XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
+7.44%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$320M
AUM Growth
+$32.2M
Cap. Flow
+$13.7M
Cap. Flow %
4.27%
Top 10 Hldgs %
33.22%
Holding
210
New
20
Increased
88
Reduced
68
Closed
16

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.52M
2
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$1.51M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.27M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.18M
5
BND icon
Vanguard Total Bond Market
BND
+$1.07M

Top Sells

Rank Stock Value
1
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$1.29M
2
AAPL icon
Apple
AAPL
+$1.14M
3
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$848K
4
CACI icon
CACI
CACI
+$768K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$711K

Sector Composition

Rank Sector Weight
1 Miscellaneous 78.16%
2 Technology 5.41%
3 Healthcare 3.12%
4 Financials 3.1%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
1
iShares Russell Mid-Cap ETF
IWR
$57.1B
$18M 5.61%
313,449
-12,482
-4% -$711K
SCHG icon
2
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$15.2M 4.74%
1,055,672
+61,144
+6% +$852K
IWB icon
3
iShares Russell 1000 ETF
IWB
$49.1B
$15M 4.7%
80,393
-3,362
-4% -$621K
CWB icon
4
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$9.64M 3.01%
139,920
+2,016
+1% +$134K
BND icon
5
Vanguard Total Bond Market
BND
$161B
$9.43M 2.94%
106,891
+12,029
+13% +$1.07M
AAPL icon
6
Apple
AAPL
$4.67T
$8.68M 2.71%
74,935
-10,489
-12% -$1.14M
IJR icon
7
iShares Core S&P Small-Cap ETF
IJR
$110B
$8.02M 2.5%
114,221
-5,103
-4% -$366K
SCHV
8
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$7.66M 2.39%
440,019
+49,554
+13% +$867K
DGRO icon
9
iShares Core Dividend Growth ETF
DGRO
$43.6B
$7.6M 2.37%
190,902
+38,216
+25% +$1.52M
LVHD icon
10
Franklin US Low Volatility High Dividend Index ETF
LVHD
$623M
$7.17M 2.24%
241,994
+26,456
+12% +$782K
MUB icon
11
iShares National Muni Bond ETF
MUB
$45.5B
$7.16M 2.23%
61,739
+6,018
+11% +$699K
IWF icon
12
iShares Russell 1000 Growth ETF
IWF
$126B
$6.99M 2.18%
128,916
-6,616
-5% -$349K
GSLC icon
13
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$6.74M 2.1%
99,004
+3,967
+4% +$266K
ARKK icon
14
ARK Innovation ETF
ARKK
$6.46B
$6.13M 1.91%
66,571
+4,159
+7% +$356K
GLD icon
15
SPDR Gold Trust
GLD
$149B
$5.87M 1.83%
33,142
+2,241
+7% +$403K
IWM icon
16
iShares Russell 2000 ETF
IWM
$80.8B
$5.84M 1.82%
38,973
+3,174
+9% +$478K
IXUS icon
17
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$5.49M 1.71%
94,095
-3,240
-3% -$189K
IWD icon
18
iShares Russell 1000 Value ETF
IWD
$84.3B
$5.21M 1.63%
44,122
+269
+0.6% +$31.9K
IWS icon
19
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$4.88M 1.52%
60,425
-178
-0.3% -$14.4K
VYM icon
20
Vanguard High Dividend Yield ETF
VYM
$82.8B
$4.73M 1.48%
58,490
+5,693
+11% +$466K
SHM icon
21
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
$4.57M 1.43%
91,656
+6,785
+8% +$339K
IVV icon
22
iShares Core S&P 500 ETF
IVV
$898B
$4.42M 1.38%
13,141
-230
-2% -$76.5K
BAPR icon
23
Innovator US Equity Buffer ETF April
BAPR
$415M
$3.99M 1.24%
139,563
-4,078
-3% -$116K
RWO icon
24
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.26B
$3.75M 1.17%
94,817
-9,563
-9% -$382K
IWP icon
25
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$3.61M 1.13%
41,714
-4,836
-10% -$408K
1
2 3 4 5

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DPI
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OCAI
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CA
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MCI
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CA
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XML Financial's Q3 2020 Portfolio in Review

As of Q3 2020, XML Financial held 210 positions worth $320M, up 11% from $288M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

XML Financial deployed $13.7M of net new capital in Q3 2020, opening 20 new positions and adding to 88 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 48,292 shares worth $1.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 78% of assets, up from 77% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.14M trimmed.

  • XML Financial's largest Q3 2020 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 48,292 shares worth $1.48M.
  • XML Financial added most to iShares Core Dividend Growth ETF in Q3 2020, an estimated $1.52M increase.
  • XML Financial's biggest Q3 2020 reduction was Apple, cutting an estimated $1.14M.
  • XML Financial fully exited WisdomTree US SmallCap Dividend Fund in Q3 2020, selling an estimated $1.29M.
  • XML Financial's ten largest holdings make up 33% of its $320M portfolio in Q3 2020.
  • XML Financial opened 20 new positions and closed 16 in Q3 2020.
  • XML Financial's portfolio value rose 11% quarter-over-quarter to $320M.

Based on XML Financial's 13F filing for Q3 2020, filed 13 Nov 2020.