WA

Whitebox Advisors Portfolio holdings

AUM $3.49B
This Quarter Return
-0.05%
1 Year Return
+5.88%
3 Year Return
+11.42%
5 Year Return
+120.05%
10 Year Return
+105.17%
AUM
$1.16B
AUM Growth
+$1.16B
Cap. Flow
-$129M
Cap. Flow %
-11.07%
Top 10 Hldgs %
51.84%
Holding
109
New
9
Increased
5
Reduced
17
Closed
12

Top Buys

1
YHOO
Yahoo Inc
YHOO
$28.2M
2
HPE icon
Hewlett Packard
HPE
$17M
3
ARR
Armour Residential REIT
ARR
$15.3M
4
STJ
St Jude Medical
STJ
$14.8M
5
IOC
Interoil Corporation
IOC
$13.4M

Top Sells

1
ACAS
American Capital Ltd
ACAS
$51.5M
2
TWO
Two Harbors Investment
TWO
$36.2M
3
HUM icon
Humana
HUM
$25.3M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
$20.2M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
$17.8M

Sector Composition

1 Energy 21.08%
2 Real Estate 10.22%
3 Technology 6.27%
4 Healthcare 2.86%
5 Financials 2.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
C icon
26
Citigroup
C
$175B
$1.64M 0.04%
+38,636
New +$1.64M
BAC icon
27
Bank of America
BAC
$371B
$1.6M 0.04%
120,200
-471,200
-80% -$6.25M
GOL
28
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$1.49M 0.04%
141,014
-405,276
-74% -$4.29M
ONIT
29
Onity Group Inc.
ONIT
$339M
$610K 0.02%
356,849
-2,641,651
-88% -$4.52M
RVP icon
30
Retractable Technologies
RVP
$23.7M
$430K 0.01%
170,801
– –
AMBC.WS
31
DELISTED
Ambac Financial Group, Inc.
AMBC.WS
$356K 0.01%
47,701
-27,055
-36% -$202K
USATP
32
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
$270K 0.01%
15,493
-1,504
-9% -$26.2K
MITT
33
AG Mortgage Investment Trust
MITT
$245M
$270K 0.01%
18,709
– –
GOGO icon
34
Gogo Inc
GOGO
$1.43B
$236K 0.01%
28,146
-53,630
-66% -$450K
CAS
35
DELISTED
A M Castle & Co
CAS
$201K 0.01%
+122,736
New +$201K
SGM
36
DELISTED
Stonegate Mortgage Corporation
SGM
$68K ﹤0.01%
20,146
-200,977
-91% -$678K
OAKS
37
DELISTED
Five Oaks Investment Corp.
OAKS
$65K ﹤0.01%
11,900
– –
TWC
38
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-86,765
Closed -$17.8M
ADT
39
DELISTED
ADT CORP
ADT
– –
-372,000
Closed -$15.3M
BXLT
40
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-500,000
Closed -$20.2M
HTS
41
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-687,098
Closed -$9.83M
ALR.PRB
42
DELISTED
Alere Inc
ALR.PRB
– –
-12,800
Closed -$4.8M
RAD
43
DELISTED
Rite Aid Corporation
RAD
– –
-1,264,756
Closed -$10.3M
XNTK icon
44
SPDR NYSE Technology ETF
XNTK
$1.24B
– –
0
– –
VTRS icon
45
Viatris
VTRS
$12.3B
– –
0
– –
TSLA icon
46
Tesla
TSLA
$1.08T
– –
0
– –
SPY icon
47
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
RYAAY icon
48
Ryanair
RYAAY
$32.9B
– –
-156,033
Closed -$13.4M
QQQ icon
49
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
OEF icon
50
iShares S&P 100 ETF
OEF
$22.1B
– –
0
– –
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2
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