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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.28B
AUM Growth
+$382M
Cap. Flow
-$744M
Cap. Flow %
-32.67%
Top 10 Hldgs %
35.54%
Holding
462
New
119
Increased
99
Reduced
100
Closed
88

Top Buys

Rank Stock Value
1
AGNC icon
AGNC Investment
AGNC
+$48.7M
2
EMC
EMC CORPORATION
EMC
+$22.8M
3
OSIS icon
OSI Systems
OSIS
+$12.6M
4
SGM
Stonegate Mortgage Corporation
SGM
+$10.9M
5
OSG
Octave Specialty Group
OSG
+$10.5M

Top Sells

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$32.1M
2
AGO icon
Assured Guaranty
AGO
+$7.05M
3
AAPL icon
Apple
AAPL
+$5.63M
4
HAR
Harman International Industries
HAR
+$5.38M
5
ONIT
Onity Group
ONIT
+$5.14M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Financials 4.63%
3 Real Estate 4.37%
4 Consumer Discretionary 4.36%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNT
401
DELISTED
HEALTH NET INC
HNT
– –
-44,971
Closed -$1.43M
ALU
402
DELISTED
Alcatel-Lucent
ALU
– –
-397,852
Closed -$1.35M
RNDY
403
DELISTED
ROUNDYS INC COM STK
RNDY
– –
-187,599
Closed -$1.61M
ISSI
404
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
– –
-14,299
Closed -$156K
IGTE
405
DELISTED
IGATE CORPORATION
IGTE
– –
-9,200
Closed -$255K
SLXP
406
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
– –
-12,562
Closed -$840K
COCO
407
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-287,624
Closed -$630K
SWY
408
DELISTED
SAFEWAY INC
SWY
– –
-118,584
Closed -$3.4M
GTAT
409
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-51,598
Closed -$439K
PRIS
410
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL A SHS
PRIS
– –
-129,930
Closed -$218K
PLXT
411
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-203,800
Closed -$1.23M
EPL
412
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
– –
-40,073
Closed -$1.49M
LCC
413
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-66,000
Closed -$1.25M
EDG
414
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
– –
-10,710
Closed -$81K
DELL
415
DELISTED
DELL INC
DELL
– –
-124,729
Closed -$1.72M
TWGP
416
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-27,669
Closed -$194K
USATZ
417
DELISTED
USA TECHNOLOGIES INC WTS EXP 12/31/2013 (USA)
USATZ
– –
-19,700
Closed -$11K
FBC
418
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-198,551
Closed -$2.93M
BCR
419
DELISTED
CR Bard Inc.
BCR
– –
-11,534
Closed -$1.33M
CIT
420
DELISTED
CIT Group Inc.
CIT
– –
-5,000
Closed -$244K
13 14 15 16
17

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Whitebox Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Whitebox Advisors held 462 positions worth $2.28B, up 20% from $1.9B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Whitebox Advisors withdrew a net $744M in Q4 2013, closing 88 positions and reducing 100 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $4.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Whitebox Advisors opened a new position in EMC CORPORATION worth $23.6M.

  • Whitebox Advisors's largest Q4 2013 buy was EMC CORPORATION: 940,000 shares worth $23.6M.
  • Whitebox Advisors added most to AGNC Investment in Q4 2013, an estimated $48.7M increase.
  • Whitebox Advisors's biggest Q4 2013 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $32.1M.
  • Whitebox Advisors fully exited State Street Health Care Select Sector SPDR ETF in Q4 2013, selling an estimated $4.05M.
  • Whitebox Advisors's ten largest holdings make up 36% of its $2.28B portfolio in Q4 2013.
  • Whitebox Advisors opened 119 new positions and closed 88 in Q4 2013.
  • Whitebox Advisors's portfolio value rose 20% quarter-over-quarter to $2.28B.

Based on Whitebox Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.