Whitebox Advisors’s Alcatel-Lucent ALU Stock Holding History

Whitebox Advisors’s Portfolio ALU Stock Details ALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-432,482	Closed	-$1.53M	–	472
2014 Q4	$1.53M	Sell	432,482 -66,460	-13%	-$207K	0.06%	230
2014 Q3	$1.51M	Buy	+498,942	New	+$1.7M	0.06%	253
2013 Q4	–	Sell	-397,852	Closed	-$1.35M	–	444
2013 Q3	$1.35M	Sell	397,852 -867,204	-69%	-$2.22M	0.07%	205
2013 Q2	$2.21M	Buy	+1,265,056	New	+$1.89M	0.12%	95

Other funds holding ALU

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Teachers Advisors New York $81.7B AUM 13.62% 1-Year Est. Return

CCM

Criterion Capital Management San Francisco, California $666M AUM 28.69% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Whitebox Advisors's ALU Position: Q1 2015 in Review

Whitebox Advisors sold out of Alcatel-Lucent (ALU) in Q1 2015, closing a stake of 432,482 shares — an estimated $1.53M sold.

Whitebox Advisors first reported a position in ALU in Q2 2013 and held it in 4 quarters. The position peaked at $2.21M in Q2 2013. 253 funds tracked by Wall St. Rank hold ALU as of Q1 2015.

Whitebox Advisors reported no remaining Alcatel-Lucent position as of Q1 2015 after selling out during the quarter.
Whitebox Advisors sold 432,482 Alcatel-Lucent shares in Q1 2015, an estimated $1.53M.
Whitebox Advisors first reported a position in Alcatel-Lucent in Q2 2013 and held it in 4 quarters.
Whitebox Advisors's Alcatel-Lucent position peaked at $2.21M in Q2 2013.
253 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q1 2015.

Based on Whitebox Advisors's 13F filing for Q1 2015, filed 12 May 2015.