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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.5B
AUM Growth
-$78.1M
Cap. Flow
-$1.02B
Cap. Flow %
-40.65%
Top 10 Hldgs %
32.27%
Holding
479
New
94
Increased
67
Reduced
159
Closed
111

Top Buys

Rank Stock Value
1
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$45.8M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$36.4M
3
OIBR
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
+$28.2M
4
AGN
Allergan Inc
AGN
+$14.4M
5
NSM
Nationstar Mortgage Holdings
NSM
+$13.8M

Top Sells

Rank Stock Value
1
AGNC icon
AGNC Investment
AGNC
+$61.6M
2
DS
Drive Shack Inc.
DS
+$49.9M
3
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$38.2M
4
SHPG
Shire pic
SHPG
+$19.1M
5
TWO
Two Harbors Investment
TWO
+$14.5M

Sector Composition

Rank Sector Weight
1 Energy 8.33%
2 Financials 7.47%
3 Healthcare 6.73%
4 Consumer Discretionary 6.26%
5 Industrials 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
301
CALL
General Mills
GIS
$20.2B
$301K 0.01%
+3,200
New +$165K
ETP
302
DELISTED
Energy Transfer Partners L.p.
ETP
$299K 0.01%
+4,600
New +$294K
DEI icon
303
Douglas Emmett
DEI
$2.05B
$298K 0.01%
+10,500
New +$289K
SEE
304
DELISTED
Sealed Air
SEE
$293K 0.01%
6,900
-35,056
-84% -$1.32M
DY icon
305
Dycom Industries
DY
$11.2B
$255K 0.01%
+7,275
New +$218K
SIVB
306
DELISTED
SVB Financial Group
SIVB
$252K 0.01%
+2,175
New +$237K
DE icon
307
Deere & Co
DE
$165B
$226K 0.01%
+2,550
New +$220K
SUMR
308
DELISTED
Summer Infant, Inc.
SUMR
$223K 0.01%
7,597
-270
-3% -$7.33K
PPIH
309
Perma-Pipe International
PPIH
$189M
$198K 0.01%
28,292
-26,657
-49% -$217K
GURE
310
Gulf Resources
GURE
$4.88M
$197K 0.01%
3,404
-421
-11% -$26.6K
VTG
311
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$196K 0.01%
401,494
-2,621,560
-87% -$2.18M
PFE icon
312
CALL
Pfizer
PFE
$143B
$195K 0.01%
+4,684
New +$134K
ABK
313
CALL
DELISTED
Ambac Financial Group
ABK
$183K 0.01%
2,500
– –
TBCH
314
Turtle Beach Corp
TBCH
$238M
$157K 0.01%
12,315
-2,172
-15% -$41.6K
OEF icon
315
PUT
iShares S&P 100 ETF
OEF
$19.5B
$148K 0.01%
450
-5,550
-93% -$497K
ICA
316
DELISTED
EMPRESAS ICA, S.A. DE C.V. ADS (EA REPTG 4 ORD PART CERT)
ICA
$98K ﹤0.01%
+20,000
New +$121K
MTSN
317
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$83K ﹤0.01%
+24,269
New +$65.5K
HGG
318
PUT
DELISTED
hhgregg Inc.
HGG
$77K ﹤0.01%
1,298
+198
+18% +$1.27K
GLD icon
319
CALL
SPDR Gold Trust
GLD
$131B
$62K ﹤0.01%
1,000
– –
SHLD
320
PUT
DELISTED
Sears Holding Corporation
SHLD
$34K ﹤0.01%
2,182
+1,108
+103% +$36.3K
GE icon
321
CALL
GE Aerospace
GE
$364B
$30K ﹤0.01%
626
– –
AGO icon
322
CALL
Assured Guaranty
AGO
$3.73B
$20K ﹤0.01%
+5,000
New +$120K
HLF icon
323
CALL
Herbalife
HLF
$1.3B
$18K ﹤0.01%
+610
New +$13.1K
RMTI icon
324
CALL
Rockwell Medical
RMTI
$27.2M
$17K ﹤0.01%
+15
New +$15.4K
EWA icon
325
CALL
iShares MSCI Australia ETF
EWA
$1.38B
$15K ﹤0.01%
3,023
– –
11 12
13
14 15

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WJWM
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CL
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CCM
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AIM
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FIA
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VIM
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MAM
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Whitebox Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Whitebox Advisors held 479 positions worth $2.5B, down 3% from $2.58B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Whitebox Advisors withdrew a net $1.02B in Q4 2014, closing 111 positions and reducing 159 holdings. Its most notable exit was Shire pic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Whitebox Advisors opened a new position in NEW SENIOR INVESTMENT GROUP INC. worth $43.5M.

  • Whitebox Advisors's largest Q4 2014 buy was NEW SENIOR INVESTMENT GROUP INC.: 2,642,797 shares worth $43.5M.
  • Whitebox Advisors added most to Nationstar Mortgage Holdings in Q4 2014, an estimated $13.8M increase.
  • Whitebox Advisors's biggest Q4 2014 reduction was AGNC Investment, cutting an estimated $61.6M.
  • Whitebox Advisors fully exited Shire pic in Q4 2014, selling an estimated $19.1M.
  • Whitebox Advisors's ten largest holdings make up 32% of its $2.5B portfolio in Q4 2014.
  • Whitebox Advisors opened 94 new positions and closed 111 in Q4 2014.
  • Whitebox Advisors's portfolio value fell 3% quarter-over-quarter to $2.5B.

Based on Whitebox Advisors's 13F filing for Q4 2014, filed 12 Feb 2015.