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WA

Waddell & Associates Portfolio holdings

AUM $2.02B
1-Year Est. Return 36.49%
This Fund
S&P 500
This Quarter Est. Return
-3.33%
1 Year Est. Return
+36.49%
3 Year Est. Return
+193.58%
5 Year Est. Return
+188.65%
10 Year Est. Return
–
AUM
$684M
AUM Growth
+$2.5M
Cap. Flow
+$27.2M
Cap. Flow %
3.98%
Top 10 Hldgs %
63.78%
Holding
176
New
8
Increased
66
Reduced
43
Closed
4

Top Buys

Rank Stock Value
1
AZO icon
AutoZone
AZO
+$12.3M
2
DBND icon
DoubleLine Opportunistic Bond ETF
DBND
+$3.68M
3
ISCF icon
iShares International Small Cap Equity Factor ETF
ISCF
+$2.23M
4
FDX icon
FedEx
FDX
+$1.21M
5
PHYS icon
Sprott Physical Gold
PHYS
+$1.17M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$1.22M
2
VT icon
Vanguard Total World Stock ETF
VT
+$645K
3
CGV icon
Conductor Global Equity Value ETF
CGV
+$540K
4
PPBI
Pacific Premier Bancorp
PPBI
+$240K
5
CMI icon
Cummins
CMI
+$206K

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Consumer Discretionary 2.89%
3 Financials 2.27%
4 Healthcare 2.19%
5 Consumer Staples 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
1
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$63M 9.21%
137,870
+1,153
+0.8% +$553K
FNDA icon
2
Schwab Fundamental US Small Company Index ETF
FNDA
$9.2B
$60.4M 8.83%
2,490,748
+27,582
+1% +$703K
DGRW icon
3
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$54.4M 7.96%
856,735
+13,031
+2% +$866K
CAPE icon
4
DoubleLine Shiller CAPE US Equities ETF
CAPE
$241M
$53.9M 7.88%
2,276,608
+21,867
+1% +$540K
SCHK icon
5
Schwab 1000 Index ETF
SCHK
$5.66B
$40.6M 5.93%
1,963,986
+17,364
+0.9% +$373K
ISCF icon
6
iShares International Small Cap Equity Factor ETF
ISCF
$654M
$37M 5.42%
1,252,283
+72,266
+6% +$2.23M
VT icon
7
Vanguard Total World Stock ETF
VT
$76.4B
$34M 4.98%
365,334
-6,649
-2% -$645K
IEFA icon
8
iShares Core MSCI EAFE ETF
IEFA
$188B
$34M 4.97%
527,912
+8,952
+2% +$599K
EWX icon
9
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$667M
$30.1M 4.4%
562,517
+10,686
+2% +$575K
IOO icon
10
iShares Global 100 ETF
IOO
$8.68B
$28.7M 4.2%
391,819
+13,567
+4% +$1.03M
QQQM icon
11
Invesco NASDAQ 100 ETF
QQQM
$95.9B
$28.1M 4.11%
190,737
-1,089
-0.6% -$166K
IXUS icon
12
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$24.7M 3.61%
411,047
+8,240
+2% +$514K
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$23.5M 3.44%
600,588
+12,559
+2% +$513K
AZO icon
14
AutoZone
AZO
$50.2B
$12.5M 1.82%
+4,911
New +$12.3M
CGV icon
15
Conductor Global Equity Value ETF
CGV
$129M
$12.2M 1.79%
953,223
-41,250
-4% -$540K
AAPL icon
16
Apple
AAPL
$4.95T
$9.82M 1.44%
57,366
+1,113
+2% +$204K
VLUE icon
17
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
$7.2M 1.05%
79,355
-894
-1% -$84.3K
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$6.18M 0.9%
14,462
+41
+0.3% +$18.2K
MSFT icon
19
Microsoft
MSFT
$2.89T
$6.12M 0.9%
19,398
+315
+2% +$104K
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.07T
$5.07M 0.74%
14,465
-50
-0.3% -$17.7K
VSS icon
21
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$3.86M 0.56%
36,300
-5
-0% -$555
VXUS icon
22
Vanguard Total International Stock ETF
VXUS
$153B
$3.65M 0.53%
68,139
-822
-1% -$45.9K
DBND icon
23
DoubleLine Opportunistic Bond ETF
DBND
$737M
$3.59M 0.52%
+81,298
New +$3.68M
LLY icon
24
Eli Lilly
LLY
$1.07T
$3.56M 0.52%
6,631
-25
-0.4% -$12.9K
EFA icon
25
iShares MSCI EAFE ETF
EFA
$76.8B
$3.12M 0.46%
45,278
-78
-0.2% -$5.59K
1
2 3 4 5

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AF
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BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
LI
Leeward Investments Boston, Massachusetts $2.03B AUM 32.21% 1-Year Est. Return
SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
LBC
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MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return

Waddell & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Waddell & Associates held 176 positions worth $684M, up 0.37% from $681M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Waddell & Associates deployed $27.2M of net new capital in Q3 2023, opening 8 new positions and adding to 66 existing holdings. Its largest new stake was AutoZone: 4,911 shares worth $12.5M.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.4% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $1.22M trimmed.

  • Waddell & Associates's largest Q3 2023 buy was AutoZone: 4,911 shares worth $12.5M.
  • Waddell & Associates added most to iShares International Small Cap Equity Factor ETF in Q3 2023, an estimated $2.23M increase.
  • Waddell & Associates's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $1.22M.
  • Waddell & Associates fully exited Pacific Premier Bancorp in Q3 2023, selling an estimated $240K.
  • Waddell & Associates's ten largest holdings make up 64% of its $684M portfolio in Q3 2023.
  • Waddell & Associates opened 8 new positions and closed 4 in Q3 2023.
  • Waddell & Associates's portfolio value rose 0.37% quarter-over-quarter to $684M.

Based on Waddell & Associates's 13F filing for Q3 2023, filed 7 Nov 2023.