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WA

Waddell & Associates Portfolio holdings

AUM $2.02B
1-Year Est. Return 36.49%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+36.49%
3 Year Est. Return
+193.58%
5 Year Est. Return
+188.65%
10 Year Est. Return
–
AUM
$335M
AUM Growth
+$16M
Cap. Flow
-$5M
Cap. Flow %
-1.49%
Top 10 Hldgs %
84.51%
Holding
20
New
3
Increased
1
Reduced
14
Closed
1

Top Buys

Rank Stock Value
1
DWSH icon
AdvisorShares Dorsey Wright Short ETF
DWSH
+$15.1M
2
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$15M
3
PTNQ icon
Pacer Trendpilot 100 ETF
PTNQ
+$429K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$108K

Top Sells

Rank Stock Value
1
HDGE icon
AdvisorShares Ranger Equity Bear ETF
HDGE
+$29.9M
2
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$921K
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$768K
4
GLOF icon
iShares Global Equity Factor ETF
GLOF
+$765K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$717K

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMD icon
1
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$43.7M 13.03%
1,205,813
-15,207
-1% -$530K
GLOF icon
2
iShares Global Equity Factor ETF
GLOF
$213M
$40.4M 12.05%
1,294,293
-25,438
-2% -$765K
VTV icon
3
Vanguard Value ETF
VTV
$189B
$38.5M 11.49%
321,281
-4,936
-2% -$570K
PRFZ icon
4
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$37.7M 11.24%
1,377,545
-34,950
-2% -$921K
QUAL icon
5
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$25.5M 7.6%
252,418
-7,973
-3% -$768K
DBEF icon
6
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$24.6M 7.33%
727,118
-3,271
-0.4% -$109K
SCHK icon
7
Schwab 1000 Index ETF
SCHK
$5.66B
$23.6M 7.04%
1,495,578
-41,250
-3% -$624K
GSIE icon
8
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$19.2M 5.72%
634,087
-6,199
-1% -$182K
SPGM icon
9
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
$15.5M 4.63%
+361,869
New +$15M
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$14.7M 4.39%
330,764
+2,544
+0.8% +$108K
DWSH icon
11
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.54M
$13.8M 4.12%
+605,348
New +$15.1M
CAPD
12
DELISTED
iPath Shiller CAPE ETN
CAPD
$13M 3.89%
875,380
-22,410
-2% -$320K
ACWI icon
13
iShares MSCI ACWI ETF
ACWI
$32.5B
$12.3M 3.67%
155,060
-2,575
-2% -$197K
EEM icon
14
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$4.08M 1.22%
90,977
-16,702
-16% -$717K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$3.83M 1.14%
11,901
-14
-0.1% -$4.31K
VLUE icon
16
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
$1.88M 0.56%
20,990
-110
-0.5% -$9.43K
FNDA icon
17
Schwab Fundamental US Small Company Index ETF
FNDA
$9.2B
$1.87M 0.56%
92,994
-12
-0% -$233
USMV icon
18
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$646K 0.19%
9,847
– –
PTNQ icon
19
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
$454K 0.14%
+11,265
New +$429K
HDGE icon
20
AdvisorShares Ranger Equity Bear ETF
HDGE
$61.2M
– –
-454,706
Closed -$29.9M

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NIM
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AF
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BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
LI
Leeward Investments Boston, Massachusetts $2.03B AUM 32.21% 1-Year Est. Return
SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return

Waddell & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Waddell & Associates held 20 positions worth $335M, up 5% from $319M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Waddell & Associates's Q4 2019 filing shows 3 new, 1 increased, 14 reduced and 1 closed positions. Its largest new stake was AdvisorShares Dorsey Wright Short ETF: 605,348 shares worth $13.8M. The largest sale was AdvisorShares Ranger Equity Bear ETF, an estimated $29.9M.

  • Waddell & Associates's largest Q4 2019 buy was AdvisorShares Dorsey Wright Short ETF: 605,348 shares worth $13.8M.
  • Waddell & Associates added most to Vanguard FTSE Emerging Markets ETF in Q4 2019, an estimated $108K increase.
  • Waddell & Associates's biggest Q4 2019 reduction was Invesco FTSE RAFI US 1500 Small-Mid ETF, cutting an estimated $921K.
  • Waddell & Associates fully exited AdvisorShares Ranger Equity Bear ETF in Q4 2019, selling an estimated $29.9M.
  • Waddell & Associates's ten largest holdings make up 85% of its $335M portfolio in Q4 2019.
  • Waddell & Associates opened 3 new positions and closed 1 in Q4 2019.
  • Waddell & Associates's portfolio value rose 5% quarter-over-quarter to $335M.

Based on Waddell & Associates's 13F filing for Q4 2019, filed 12 Feb 2020.