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WA

Waddell & Associates Portfolio holdings

AUM $2.02B
1-Year Est. Return 36.49%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+36.49%
3 Year Est. Return
+193.58%
5 Year Est. Return
+188.65%
10 Year Est. Return
–
AUM
$319M
AUM Growth
-$10.9M
Cap. Flow
-$9.89M
Cap. Flow %
-3.1%
Top 10 Hldgs %
88.72%
Holding
18
New
1
Increased
2
Reduced
13
Closed
1

Top Buys

Rank Stock Value
1
HDGE icon
AdvisorShares Ranger Equity Bear ETF
HDGE
+$30.4M
2
GLOF icon
iShares Global Equity Factor ETF
GLOF
+$250K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$295

Top Sells

Rank Stock Value
1
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$36.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$710K
3
VTV icon
Vanguard Value ETF
VTV
+$648K
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$611K
5
CAPD
iPath Shiller CAPE ETN
CAPD
+$442K

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMD icon
1
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$41.4M 12.96%
1,221,020
-21,055
-2% -$710K
GLOF icon
2
iShares Global Equity Factor ETF
GLOF
$213M
$38.3M 11.99%
1,319,731
+8,641
+0.7% +$250K
VTV icon
3
Vanguard Value ETF
VTV
$189B
$36.4M 11.4%
326,217
-5,863
-2% -$648K
PRFZ icon
4
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$35.9M 11.23%
1,412,495
-1,830
-0.1% -$46.2K
HDGE icon
5
AdvisorShares Ranger Equity Bear ETF
HDGE
$61.2M
$29.9M 9.37%
+454,706
New +$30.4M
QUAL icon
6
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$24.1M 7.54%
260,391
-3,136
-1% -$288K
DBEF icon
7
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$23.6M 7.4%
730,389
-19,368
-3% -$611K
SCHK icon
8
Schwab 1000 Index ETF
SCHK
$5.66B
$22.4M 7.02%
1,536,828
-21,314
-1% -$310K
GSIE icon
9
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$18.1M 5.67%
640,286
-4,463
-0.7% -$126K
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$13.2M 4.14%
328,220
-3,403
-1% -$140K
CAPD
11
DELISTED
iPath Shiller CAPE ETN
CAPD
$12.3M 3.86%
897,790
-32,200
-3% -$442K
ACWI icon
12
iShares MSCI ACWI ETF
ACWI
$32.5B
$11.6M 3.64%
157,635
-4,732
-3% -$347K
EEM icon
13
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$4.4M 1.38%
107,679
-3,278
-3% -$135K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$3.54M 1.11%
11,915
+1
+0% +$295
FNDA icon
15
Schwab Fundamental US Small Company Index ETF
FNDA
$9.2B
$1.76M 0.55%
93,006
-1,400
-1% -$26.2K
VLUE icon
16
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
$1.73M 0.54%
21,100
-341
-2% -$27.7K
USMV icon
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$631K 0.2%
9,847
– –
SPGM icon
18
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
– –
-916,584
Closed -$36.6M

Similar funds

NIM
NXG Investment Management Dallas, Texas $2.02B AUM 30.38% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
LI
Leeward Investments Boston, Massachusetts $2.03B AUM 32.21% 1-Year Est. Return
SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return

Waddell & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Waddell & Associates held 18 positions worth $319M, down 3.3% from $330M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Waddell & Associates withdrew a net $9.89M in Q3 2019, closing 1 position and reducing 13 holdings. Its most notable exit was State Street SPDR Portfolio MSCI Global Stock Market ETF, an estimated $36.6M position sold in full.

Against the trend, Waddell & Associates opened a new position in AdvisorShares Ranger Equity Bear ETF worth $29.9M.

  • Waddell & Associates's largest Q3 2019 buy was AdvisorShares Ranger Equity Bear ETF: 454,706 shares worth $29.9M.
  • Waddell & Associates added most to iShares Global Equity Factor ETF in Q3 2019, an estimated $250K increase.
  • Waddell & Associates's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $710K.
  • Waddell & Associates fully exited State Street SPDR Portfolio MSCI Global Stock Market ETF in Q3 2019, selling an estimated $36.6M.
  • Waddell & Associates's ten largest holdings make up 89% of its $319M portfolio in Q3 2019.
  • Waddell & Associates opened 1 new position and closed 1 in Q3 2019.
  • Waddell & Associates's portfolio value fell 3.3% quarter-over-quarter to $319M.

Based on Waddell & Associates's 13F filing for Q3 2019, filed 12 Nov 2019.