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WA

Waddell & Associates Portfolio holdings

AUM $2.02B
1-Year Est. Return 36.49%
This Fund
S&P 500
This Quarter Est. Return
-20.39%
1 Year Est. Return
+36.49%
3 Year Est. Return
+193.58%
5 Year Est. Return
+188.65%
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$83.9M
Cap. Flow
-$11.9M
Cap. Flow %
-4.74%
Top 10 Hldgs %
84.89%
Holding
27
New
8
Increased
5
Reduced
12
Closed
1

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$37.4M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$22.1M
3
VT icon
Vanguard Total World Stock ETF
VT
+$21.7M
4
FNDA icon
Schwab Fundamental US Small Company Index ETF
FNDA
+$19.5M
5
CAPD
iPath Shiller CAPE ETN
CAPD
+$18.5M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$38.9M
2
VTV icon
Vanguard Value ETF
VTV
+$32.4M
3
SCHK icon
Schwab 1000 Index ETF
SCHK
+$23.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$22.5M
5
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$19.2M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
1
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$36.1M 14.36%
445,610
+193,192
+77% +$18.4M
GLOF icon
2
iShares Global Equity Factor ETF
GLOF
$213M
$30.8M 12.27%
1,287,586
-6,707
-0.5% -$194K
MDY icon
3
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$29M 11.54%
+110,332
New +$37.4M
CAPD
4
DELISTED
iPath Shiller CAPE ETN
CAPD
$25.9M 10.29%
2,196,110
+1,320,730
+151% +$18.5M
IEFA icon
5
iShares Core MSCI EAFE ETF
IEFA
$188B
$18.5M 7.38%
+371,635
New +$22.1M
VT icon
6
Vanguard Total World Stock ETF
VT
$76.4B
$18.1M 7.18%
+287,593
New +$21.7M
FNDA icon
7
Schwab Fundamental US Small Company Index ETF
FNDA
$9.2B
$15.4M 6.14%
1,193,192
+1,100,198
+1,183% +$19.5M
GSIE icon
8
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$15M 5.97%
650,892
+16,805
+3% +$464K
VWO icon
9
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$12.7M 5.04%
377,846
+47,082
+14% +$1.92M
DWSH icon
10
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.54M
$11.9M 4.73%
334,019
-271,329
-45% -$7.55M
PRFZ icon
11
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$10.4M 4.15%
583,690
-793,855
-58% -$19.2M
XSOE icon
12
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.02B
$6.88M 2.74%
+281,945
New +$8.21M
SPGM icon
13
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
$5.64M 2.24%
167,768
-194,101
-54% -$7.75M
ACWI icon
14
iShares MSCI ACWI ETF
ACWI
$32.5B
$3.73M 1.49%
59,681
-95,379
-62% -$7.07M
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$2.55M 1.01%
9,890
-2,011
-17% -$613K
VTV icon
16
Vanguard Value ETF
VTV
$189B
$2.31M 0.92%
25,968
-295,313
-92% -$32.4M
EEM icon
17
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$1.5M 0.6%
43,891
-47,086
-52% -$1.93M
CCOR icon
18
Core Alternative Capital
CCOR
$28M
$1.13M 0.45%
+39,490
New +$1.1M
SH icon
19
ProShares Short S&P500
SH
$916M
$981K 0.39%
+8,864
New +$895K
MINT icon
20
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$593K 0.24%
+5,988
New +$605K
USMV icon
21
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$529K 0.21%
9,786
-61
-0.6% -$3.87K
PTNQ icon
22
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
$392K 0.16%
11,265
– –
SPMD icon
23
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$380K 0.15%
14,990
-1,190,823
-99% -$38.9M
DBEF icon
24
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$345K 0.14%
12,862
-714,256
-98% -$22.5M
PTMC icon
25
Pacer Trendpilot US Mid Cap ETF
PTMC
$395M
$309K 0.12%
+10,907
New +$324K
1
2

Similar funds

NIM
NXG Investment Management Dallas, Texas $2.02B AUM 30.38% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
LI
Leeward Investments Boston, Massachusetts $2.03B AUM 32.21% 1-Year Est. Return
SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return

Waddell & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Waddell & Associates held 27 positions worth $251M, down 25% from $335M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Waddell & Associates withdrew a net $11.9M in Q1 2020, closing 1 position and reducing 12 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $23.6M position sold in full.

Against the trend, Waddell & Associates opened a new position in State Street SPDR S&P MIDCAP 400 ETF Trust worth $29M.

  • Waddell & Associates's largest Q1 2020 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 110,332 shares worth $29M.
  • Waddell & Associates added most to Schwab Fundamental US Small Company Index ETF in Q1 2020, an estimated $19.5M increase.
  • Waddell & Associates's biggest Q1 2020 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $38.9M.
  • Waddell & Associates fully exited Schwab 1000 Index ETF in Q1 2020, selling an estimated $23.6M.
  • Waddell & Associates's ten largest holdings make up 85% of its $251M portfolio in Q1 2020.
  • Waddell & Associates opened 8 new positions and closed 1 in Q1 2020.
  • Waddell & Associates's portfolio value fell 25% quarter-over-quarter to $251M.

Based on Waddell & Associates's 13F filing for Q1 2020, filed 12 May 2020.