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WA

Waddell & Associates Portfolio holdings

AUM $2.02B
1-Year Est. Return 36.49%
This Fund
S&P 500
This Quarter Est. Return
+17.08%
1 Year Est. Return
+36.49%
3 Year Est. Return
+193.58%
5 Year Est. Return
+188.65%
10 Year Est. Return
–
AUM
$437M
AUM Growth
+$68.3M
Cap. Flow
+$5.94M
Cap. Flow %
1.36%
Top 10 Hldgs %
86.57%
Holding
36
New
3
Increased
16
Reduced
3
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.78M
2
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$1.25M
3
VT icon
Vanguard Total World Stock ETF
VT
+$1.17M
4
FNDA icon
Schwab Fundamental US Small Company Index ETF
FNDA
+$826K
5
CAPD
iPath Shiller CAPE ETN
CAPD
+$808K

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$970K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$639K
3
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$626K
4
CCOR icon
Core Alternative Capital
CCOR
+$547K
5
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$426K

Sector Composition

Rank Sector Weight
1 Technology 0.86%
2 Communication Services 0.18%
3 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
1
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$52.1M 11.92%
448,279
+5,851
+1% +$644K
MDY icon
2
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$51M 11.68%
121,534
+1,860
+2% +$716K
VT icon
3
Vanguard Total World Stock ETF
VT
$76.4B
$50.4M 11.53%
544,174
+13,447
+3% +$1.17M
IXUS icon
4
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$45.9M 10.5%
683,170
+19,955
+3% +$1.25M
CAPD
5
DELISTED
iPath Shiller CAPE ETN
CAPD
$42.8M 9.79%
2,402,800
+48,330
+2% +$808K
SCHK icon
6
Schwab 1000 Index ETF
SCHK
$5.66B
$29.9M 6.83%
1,597,364
+17,420
+1% +$307K
FNDA icon
7
Schwab Fundamental US Small Company Index ETF
FNDA
$9.2B
$29.3M 6.7%
1,364,026
+42,816
+3% +$826K
IEFA icon
8
iShares Core MSCI EAFE ETF
IEFA
$188B
$28.2M 6.45%
407,763
+9,776
+2% +$632K
XSOE icon
9
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.02B
$27.1M 6.19%
682,297
+6,513
+1% +$239K
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$21.8M 4.99%
434,817
+9,154
+2% +$430K
GSIE icon
11
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$21.5M 4.92%
674,624
+3,877
+0.6% +$116K
PRFZ icon
12
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$18.8M 4.3%
622,165
+14,325
+2% +$389K
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$3.97M 0.91%
10,629
+5
+0% +$1.77K
ACWI icon
14
iShares MSCI ACWI ETF
ACWI
$32.5B
$3.75M 0.86%
41,372
-11,357
-22% -$970K
AAPL icon
15
Apple
AAPL
$4.95T
$3.06M 0.7%
+23,099
New +$2.78M
VTV icon
16
Vanguard Value ETF
VTV
$189B
$2.76M 0.63%
23,178
-435
-2% -$48.9K
EEM icon
17
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$1.42M 0.32%
27,415
-1,054
-4% -$50.7K
GLOF icon
18
iShares Global Equity Factor ETF
GLOF
$213M
$989K 0.23%
29,370
+915
+3% +$29K
T icon
19
AT&T
T
$167B
$797K 0.18%
+36,671
New +$791K
INTC icon
20
Intel
INTC
$462B
$715K 0.16%
+14,343
New +$700K
PTNQ icon
21
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
$588K 0.13%
11,279
+14
+0.1% +$703
PTMC icon
22
Pacer Trendpilot US Mid Cap ETF
PTMC
$395M
$357K 0.08%
10,952
+45
+0.4% +$1.38K
CCOR icon
23
Core Alternative Capital
CCOR
$28M
– –
-19,740
Closed -$547K
DBEF icon
24
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
– –
-8,263
Closed -$253K
EMB icon
25
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-2,297
Closed -$255K
1
2

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BGM
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Waddell & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Waddell & Associates held 36 positions worth $437M, up 19% from $369M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Waddell & Associates's Q4 2020 filing shows 3 new, 16 increased, 3 reduced and 14 closed positions. Its largest new stake was Apple: 23,099 shares worth $3.06M. The largest sale was iShares MSCI ACWI ETF, an estimated $970K.

By sector, the portfolio is most concentrated in Technology at 0.86% of assets, followed by Communication Services and Financials.

  • Waddell & Associates's largest Q4 2020 buy was Apple: 23,099 shares worth $3.06M.
  • Waddell & Associates added most to iShares Core MSCI Total International Stock ETF in Q4 2020, an estimated $1.25M increase.
  • Waddell & Associates's biggest Q4 2020 reduction was iShares MSCI ACWI ETF, cutting an estimated $970K.
  • Waddell & Associates fully exited Invesco QQQ Trust in Q4 2020, selling an estimated $639K.
  • Waddell & Associates's ten largest holdings make up 87% of its $437M portfolio in Q4 2020.
  • Waddell & Associates opened 3 new positions and closed 14 in Q4 2020.
  • Waddell & Associates's portfolio value rose 19% quarter-over-quarter to $437M.

Based on Waddell & Associates's 13F filing for Q4 2020, filed 12 Feb 2021.